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Stock Purchase Agreement

 

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Title:

Stock Purchase Agreement

Entities:

Axsys Technologies Inc.

Date:

2005

Size:

Preview shows 12KB of 207KB total

Price:

$80

ID:

#1115450

 

 

► Purchase & Sale ► Purchase ► Stock Purchase Agreements
► Miscellany ► Optical Instruments & Lenses

 

 

Start of Preview


                            STOCK PURCHASE AGREEMENT


by and among

AXSYS TECHNOLOGIES, INC.

as Buyer,

DIVERSIFIED OPTICAL PRODUCTS, INC.

and

THOSE PERSONS LISTED AS
SELLERS ON THE SIGNATURE PAGES
HERETO

as Sellers

Dated as of March 23, 2005



TABLE OF CONTENTS



PAGE
----

ARTICLE I DEFINITIONS........................................................ 1

Section 1.1 Definition of Certain Terms.................................. 1

ARTICLE II SALE AND PURCHASE OF THE SHARES.................................... 8

Section 2.1 Place and Date............................................... 8

Section 2.2 Purchase Price............................................... 9

Section 2.3 Post-Closing Adjustment...................................... 10

Section 2.4 Sellers' Representative...................................... 12

Section 2.5 Waiver of Certain Transfer Restrictions...................... 13

Section 2.6 Escrow Arrangement........................................... 13

ARTICLE III REPRESENTATIONS AND WARRANTIES OF SELLERS.......................... 13

Section 3.1 Corporate Status............................................. 13

Section 3.2 Authorization, etc........................................... 14

Section 3.3 No Conflicts................................................. 14

Section 3.4 Financial Statements......................................... 14

Section 3.5 Absence of Undisclosed Liabilities........................... 15

Section 3.6 Taxes........................................................ 15

Section 3.7 Absence of Changes........................................... 16

Section 3.8 Litigation................................................... 17

Section 3.9 Compliance with Laws; Governmental Approvals and Consents.... 18

Section 3.10 Assets....................................................... 18

Section 3.11 Contracts.................................................... 18

Section 3.12 Territorial Restrictions..................................... 20

Section 3.13 Inventories.................................................. 20

Section 3.14 Receivables.................................................. 20

Section 3.15 Product Warranties and Liability............................. 21

Section 3.16 Intellectual Property........................................ 21

Section 3.17 Insurance.................................................... 22

Section 3.18 Environmental Matters........................................ 22

Section 3.19 Employees, Labor Matters, etc................................ 23

Section 3.20 Employee Benefit Plans and Related Matters................... 23

Section 3.21 Brokers, Finders, etc........................................ 26

Section 3.22 Suppliers and Customers...................................... 26


i


TABLE OF CONTENTS (CONT'D)



PAGE
----

Section 3.23 Order Backlog................................................ 26

Section 3.24 Dealings with Affiliates..................................... 26

Section 3.25 Capital Stock of the Company................................. 26

Section 3.26 Other Investments............................................ 27

Section 3.27 Disclosure................................................... 27

Section 3.28 Real and Personal Property................................... 27

Section 3.29 Bank Accounts................................................ 27

Section 3.30 Government Contracts......................................... 28

ARTICLE IV REPRESENTATIONS AND WARRANTIES OF THE COMPANY...................... 28

Section 4.1 Authorization, etc........................................... 28

Section 4.2 No Conflicts, etc............................................ 29

ARTICLE V REPRESENTATIONS AND WARRANTIES OF BUYER............................ 29

Section 5.1 Corporate Status............................................. 29

Section 5.2 Authorization, etc........................................... 29

Section 5.3 No Conflicts, etc............................................ 29

Section 5.4 Litigation................................................... 30

Section 5.5 Brokers, Finders, etc........................................ 30

Section 5.6 Financing.................................................... 30

Section 5.7 Disclosure................................................... 30

Section 5.8 Investment................................................... 30

Section 5.9 Security Clearance........................................... 31

ARTICLE VI COVENANTS.......................................................... 31

Section 6.1 Covenants of Sellers......................................... 31

Section 6.2 Covenants of Buyer........................................... 36

Section 6.3 HSR Act Filing............................................... 37

ARTICLE VII CONDITIONS PRECEDENT............................................... 38

Section 7.1 Conditions to Obligations of Each Party...................... 38

Section 7.2 Conditions to Obligations of Buyer........................... 38

Section 7.3 Conditions to Obligations of Sellers......................... 41

ARTICLE VIII CONTINUATION OF EMPLOYEE COMPENSATION, BONUS AND OTHER BENEFITS.... 42

ARTICLE IX TERMINATION........................................................ 42

Section 9.1 Termination.................................................. 42


ii


TABLE OF CONTENTS (CONT'D)



PAGE
----

Section 9.2 Effect of Termination........................................ 43

ARTICLE X INDEMNIFICATION.................................................... 44

Section 10.1 Survival of Representations and Warranties, etc.............. 44

Section 10.2 Indemnification By Sellers................................... 44

Section 10.3 Indemnification By Buyer..................................... 46

Section 10.4 Indemnification Procedures................................... 47

Section 10.5 Exclusive Remedy............................................. 48

ARTICLE XI TAX MATTERS........................................................ 48

Section 11.1 Tax Indemnity................................................ 48

Section 11.2 Tax Returns.................................................. 49

Section 11.3 Transfer Taxes............................................... 50

Section 11.4 Cooperation; Audits.......................................... 50

Section 11.5 Controversies................................................ 50

Section 11.6 Code Section 338(h)(10) Election............................. 51

Section 11.7 Purchase Price Allocation.................................... 52

Section 11.8 Tax Sharing Agreements....................................... 52

Section 11.9 Liability.................................................... 52

ARTICLE XII MISCELLANEOUS...................................................... 52

Section 12.1 Expenses..................................................... 52

Section 12.2 Severability................................................. 53

Section 12.3 Notices...................................................... 53

Section 12.4 Interpretation............................................... 54

Section 12.5 Headings..................................................... 54

Section 12.6 Entire Agreement............................................. 54

Section 12.7 Counterparts................................................. 54

Section 12.8 Governing Law................................................ 54

Section 12.9 Consent to Jurisdiction; Waiver of Jury Trial................ 55

Section 12.10 Binding Effect............................................... 55

Section 12.11 Assignment................................................... 55

Section 12.12 No Third Party Beneficiaries................................. 55

Section 12.13 Amendment; Waivers, etc...................................... 55

Section 12.14 Limitation on Representations and Warranties................. 55


iii


EXHIBITS

EXHIBIT A Form of Escrow Agreement
EXHIBIT B-1 Form of Noncompetition Agreement for Fantozzi
EXHIBIT B-2 Form of Noncompetition Agreement for Kessler
EXHIBIT B-3 Form of Noncompetition Agreement for Parkas

SCHEDULES

SCHEDULE 2.2(a) Wire Instructions and Seller Expenses
SCHEDULE 2.2(c) Base Net Working Capital
SCHEDULE 6.1(b) Conduct of Business
SCHEDULE 7.2(f) Termination of Agreements
SCHEDULE 11.7 Allocation Schedule

SELLERS DISCLOSURE SCHEDULE

iv


THIS STOCK PURCHASE AGREEMENT dated as of March 23, 2005, by and among
Axsys Technologies, Inc., a Delaware corporation ("Buyer"), Diversified Optical
Products, Inc., a New York corporation (the "Company"), and those Persons listed
as Sellers on the signature pages hereof ("Sellers").

 

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