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Title: |
Form 11-K |
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Date: |
2001 |
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Preview shows 7KB of 36KB total |
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$42 |
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#1236061 |
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 11-K
(Mark One)
[X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934 [FEE REQUIRED]
For the fiscal year ended September 30, 2001
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OR
[_] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934 [NO FEE REQUIRED]
For the transition period from to
-------------------- -------------------------
Commission file number 1-11556
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UNI-MARTS, INC. RETIREMENT SAVINGS & INCENTIVE PLAN
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(Full title of the plan)
UNI-MARTS, INC.
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(Name of issuer of the securities held pursuant to the plan)
477 East Beaver Avenue, State College, PA 16801-5690
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(Address of principal executive offices) (Zip Code)
This Document Contains 15 Pages.
Exhibit Index on Page 14.
1
<PAGE>
UNI-MARTS, INC.
RETIREMENT SAVINGS & INCENTIVE PLAN
TABLE OF CONTENTS
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<TABLE>
<CAPTION>
Page
<S> <C>
INDEPENDENT AUDITORS' REPORT 3
FINANCIAL STATEMENTS AS OF SEPTEMBER 30, 2001 AND 2000 AND FOR EACH
OF THE THREE YEARS IN THE PERIOD ENDED SEPTEMBER 30, 2001:
Statements of Assets Available for Benefits 4
Statements of Changes in Assets Available for Benefits 5
Notes to Financial Statements 6-11
SUPPLEMENTAL SCHEDULES AS OF SEPTEMBER 30, 2001:
Schedule H, Line 4(i) - Schedule of Assets Held for Investment Purposes 12
Supplemental schedules not included herein are omitted because
of the absence of conditions under which they are required.
</TABLE>
2
<PAGE>
INDEPENDENT AUDITORS' REPORT
To the Trustees and Participants of
Uni-Marts, Inc. Retirement Savings & Incentive Plan
State College, Pennsylvania
We have audited the accompanying statements of assets available for benefits of
Uni-Marts, Inc. Retirement Savings & Incentive Plan (the "Plan") as of September
30, 2001 and 2000, and the related statements of changes in assets available for
benefits for each of the three years in the period ended September 30, 2001.
These financial statements are the responsibility of the Plan's management. Our
responsibility is to express an opinion on these financial statements based on
our audits.
We conducted our audits in accordance with auditing standards generally accepted
in the United States of America. Those standards require that we plan and
perform the audit to obtain reasonable assurance about whether the financial
statements are free of material misstatement. An audit includes examining, on a
test basis, evidence supporting the amounts and disclosures in the financial
statements. An audit also includes assessing the accounting principles used and
significant estimates made by management, as well as evaluating the overall
financial statement presentation. We believe that our audits provide a
reasonable basis for our opinion.
In our opinion, such financial statements present fairly, in all material
respects, the assets available for benefits of the Plan as of September 30, 2001
and 2000, and the changes in assets available for benefits for each of the three
years in the period ended September 30, 2001 in conformity with accounting
principles generally accepted in the United States of America.
Our audits were conducted for the purpose of forming an opinion on the basic
financial statements taken as a whole. The supplemental schedule of assets held
for investment purposes as of September 30, 2001 is presented for the purpose of
additional analysis and is not a required part of the basic financial
statements, but is supplementary information required by the Department of
Labor's Rules and Regulations for Reporting and Disclosure under the Employee
Retirement Income Security Act of 1974. This schedule is the responsibility of
the Plan's management. Such schedule has been subjected to the auditing
procedures applied in our audit of the basic 2001 financial statements and, in
our opinion, is fairly stated in all material respects when considered in
relation to the basic financial statements taken as a whole.
/S/ DELOITTE & TOUCHE LLP
DELOITTE & TOUCHE LLP
Philadelphia, Pennsylvania
December 13, 2001
3
<PAGE>
UNI-MARTS, INC.
RETIREMENT SAVINGS & INCENTIVE PLAN
STATEMENTS OF ASSETS AVAILABLE FOR BENEFITS
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<TABLE>
<CAPTION>
September 30,
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