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Convertible Preferred Stock Purchase Agreement

 

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Title:

Convertible Preferred Stock Purchase Agreement

Entities:

Aberdene Mines Ltd.; Citibank, NA; Nasdaq Stock Market Inc.

Date:

2004

Size:

Preview shows 11KB of 130KB total

Price:

$58

ID:

#1329245

 

 

► Purchase & Sale ► Purchase ► Stock ► Preferred ► Convertible Preferred Stock Purchase Agreements
► Financial
► Financial ► Investment Services

 

 

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CONVERTIBLE PREFERRED STOCK PURCHASE AGREEMENT

Between

ABERDENE MINES, LTD.
and

LANGLEY PARK INVESTMENTS PLC

July 29, 2004

(Aberdene)

 

 

 

 

 


 

 

 

 

 


 

TABLE OF CONTENTS

ARTICLE I   CERTAIN DEFINITIONS   ..............................................................................1

1.1   Certain Definitions   ................................................................................................1

ARTICLE II   PURCHASE AND SALE OF SHARES   .........................................................4

2.1   Purchase and Sale; Purchase Price   ........................................................................4
2.2   Execution and Delivery of Documents; The Closing   ...............................................5

ARTICLE III   REPRESENTATIONS AND WARRANTIES   ..............................................6

3.1   Representations, Warranties and Agreements of the Target Company   ....................6
3.2   Representations and Warranties of Langley   ...........................................................9

ARTICLE IV   OTHER AGREEMENTS OF THE PARTIES   ..............................................12

4.1   Manner of Offering   .............................................................................................12
4.2   Notice of Certain Events   .....................................................................................13
4.3   Blue Sky Laws   ...................................................................................................13
4.4   Integration   ..........................................................................................................13
4.5   Furnishing of Rule 144(c) Materials   .....................................................................13
4.6   Solicitation Materials   ...........................................................................................13
4.7   Listing of Common Stock   ....................................................................................13
4.8   Indemnification   ....................................................................................................14
4.9   Attorney-in-Fact   .................................................................................................16
4.10   Sale of Langley Consideration Shares   ................................................................16
4.11   Lock-up by Langley   ..........................................................................................16
4.12   Langley Ownership of Common Stock   ..............................................................16
4.13   No Violation of Applicable Law   ........................................................................17
4.14   Redemption Restrictions   ....................................................................................17

ARTICLE V   MISCELLANEOUS   ......................................................................................17

5.1   Fees and Expenses.   .............................................................................................17
5.2   Entire Agreement   .................................................................................................18
5.3   Notices.   ..............................................................................................................18
5.4   Amendments; Waivers   .........................................................................................19
5.5   Headings   .............................................................................................................19
5.6   Successors and Assigns.   ......................................................................................19
5.7   No Third Party Beneficiaries   ................................................................................19
5.8   Governing Law; Venue; Service of Process.   .........................................................19
5.9   Survival.   ..............................................................................................................20
5.10   Counterpart Signatures.   .....................................................................................20
5.11   Publicity.   ...........................................................................................................20
5.12   Severability.   ......................................................................................................20
5.13   Limitation of Remedies.   .....................................................................................20

 

 

 


 

LIST OF SCHEDULES:

Schedule 3.1(a)   Subsidiaries
Schedule 3.1(c)   Capitalization and Registration Rights
Schedule 3.1(e)   Conflicts
Schedule 3.1(f)   Consents and Approvals
Schedule 3.1(g)   Litigation
Schedule 3.1(h)   Defaults and Violations


LIST OF EXHIBITS:

Exhibit A   Certificate of Designation
Exhibit B   Power of Attorney
Exhibit C   Officer's Certificate

 

 

 

 

 

 

 

 

 

 


THIS CONVERTIBLE PREFERRED STOCK PURCHASE AGREEMENT (this "Agreement") is made and entered into as of July 29, 2004, between Aberdene Mines, Ltd., a corporation organized and existing under the laws of the State of Nevada (the "Target Company"), and Langley Park Investments PLC, a corporation organized under the laws of England and Wales with its offices at 30 Farringdon Street, London EC4A 4HJ ("Langley").

WHEREAS, subject to the terms and conditions set forth in this Agreement, the Target Company desires to issue and sell to Langley and Langley desires to acquire from the Target Company five hundred thousand (500,000) shares of the Target Company's Series A 0% Convertible Preferred Stock, $0.00001 par value (the "Series A Preferred Stock"), with a Stated Value of ten dollars ($10) per share, and an aggregate Stated Value of five million dollars ($5,000,000) for an aggregate purchase price of five million dollars ($5,000,000).

IN CONSIDERATION of the mutual covenants contained in this Agreement, the Target Company and Langley agree as follows:

ARTICLE I
CERTAIN DEFINITIONS

1.1   Certain Definitions. As used in this Agreement, and unless the context requires a different meaning, the following terms have the meanings indicated:

"Affiliate" means, with respect to any Person, any Person that, directly or indirectly, controls, is controlled by or is under common control with such Person. For the purposes of this definition, "control" (including, with correlative meanings, the terms "controlled by" and "under common control with") shall mean the possession, directly or indirectly, of the power to direct or cause the direction of the management and policies of such Person, whether through the ownership of voting securities or by contract or otherwise.

"Agreement" shall have the meaning set forth in the introductory paragraph of this Agreement.

"Attorney-in-Fact" means Gottbetter & Partners, LLP, 488 Madison Avenue, 12 Floor, New York, NY 10022; Tel: 212-400-6900; Fax: 212-400-6901.

"Business Day" means any day except Saturday, Sunday, any day which shall be a legal holiday or a day on which banking institutions in the State of New York are authorized or required by law or other government actions to close.

"Certificate of Designation" means the Certificate of Designation of the Series A Preferred Stock annexed as Exhibit A hereto.

 

 


"Change of Control" means the acquisition, directly or indirectly, by any Person of ownership of, or the power to direct the exercise of voting power with respect to, a majority of the issued and outstanding voting shares of the Target Company.

"Closing" shall have the meaning set forth in Section 2.2(a) hereof.

"Closing Date" shall have the meaning set forth in Section 2.2(a) hereof.

"Common Stock" means shares now or hereafter authorized of the class of common stock $0.00001 par value of the Target Company.

"Consideration Stock" shall have the meaning set forth in Section 2.1(a) hereof.

"Control Person" shall have the meaning set forth in Section 4.8(a) hereof.

"Conversion Date" shall have the meaning set forth in the Certificate of Designation.


 

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