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Title:

Credit Agreement

Entities:

Bank One, NA; Citibank (USA) NA; Congress Financial Corp.; Fleet National Bank; Fleet Securities, Inc.; JPMorgan Chase Bank; McGraw-Hill Companies Inc.; Bank of America, NA; Bank of New York; Keybank NA; Bingham McCutchen; Troutman Sanders; Zale Delaware, Inc.; DDCC, Inc.; and TXDC, L.P.; Fleet Retail Finance, Inc.; Zale Corp.

Date:

2003

Size:

Preview shows 85KB of 301KB total

Price:

$99

ID:

#152350

 

 

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CREDIT AGREEMENT

dated as of
July 23, 2003

among

ZALE DELAWARE, INC.,
ZALE CORPORATION,
DDCC, INC., and
TXDC, L.P., as
Borrowers

The LENDERS Party Hereto,

FLEET NATIONAL BANK
as Administrative Agent and Issuing Bank

FLEET RETAIL FINANCE, INC.
as Collateral Agent

and

FLEET SECURITIES INC.
as Arranger

and

BANK ONE, NA
CONGRESS FINANCIAL CORPORATION (SOUTHWEST)
as Co-Syndication Agents

and

JPMORGAN CHASE BANK
BANK OF AMERICA, N.A.
as Co-Documentation Agents



 


TABLE OF CONTENTS

ARTICLE I DEFINITIONS
SECTION 1.1. Defined Terms
SECTION 1.2. Terms Generally
SECTION 1.3. Accounting Terms; GAAP
ARTICLE II AMOUNT AND TERMS OF CREDIT
SECTION 2.1. Commitment of the Lenders
SECTION 2.2. Reserves; Changes to Reserves
SECTION 2.3. Making of Loans
SECTION 2.4. Overadvances
SECTION 2.5. Swingline Loans
SECTION 2.6. Letters of Credit
SECTION 2.7. Settlements Amongst Lenders
SECTION 2.8. Notes; Repayment of Loans
SECTION 2.9. Interest on Loans
SECTION 2.10. Default Interest
SECTION 2.11. Certain Fees
SECTION 2.12. Unused Commitment Fee
SECTION 2.13. Letter of Credit Fees
SECTION 2.14. Nature of Fees
SECTION 2.15. Termination or Reduction of Commitments
SECTION 2.16. Alternate Rate of Interest
SECTION 2.17. Conversion and Continuation of Loans
SECTION 2.18. Mandatory Prepayment; Cash Collateral
SECTION 2.19. Optional Prepayment of Loans; Reimbursement of Lenders
SECTION 2.20. Maintenance of Loan Account; Statements of Account
SECTION 2.21. Cash Receipts
SECTION 2.22. Application of Payments
SECTION 2.23. Increased Costs
SECTION 2.24. Change in Legality
SECTION 2.25. Payments; Sharing of Setoff
SECTION 2.26. Taxes
SECTION 2.27. Security Interests in Collateral
SECTION 2.28. Mitigation Obligations; Replacement of Lenders
ARTICLE III REPRESENTATIONS AND WARRANTIES
SECTION 3.1. Organization; Powers
SECTION 3.2. Authorization; Enforceability
SECTION 3.3. Governmental Approvals; No Conflicts
SECTION 3.4. Financial Condition
SECTION 3.5. Properties
SECTION 3.6. Litigation and Environmental Matters
SECTION 3.7. Compliance with Laws and Agreements
SECTION 3.8. Investment and Holding Company Status
SECTION 3.9. Taxes
SECTION 3.10. ERISA
SECTION 3.11. Disclosure
SECTION 3.12. Subsidiaries
SECTION 3.13. Insurance
SECTION 3.14. Accounts; Credit Cards
SECTION 3.15. Labor Matters
SECTION 3.16. Security Documents
SECTION 3.17. Federal Reserve Regulations
SECTION 3.18. Solvency
SECTION 3.19. Foreign Assets Control Regulations, Etc
ARTICLE IV CONDITIONS
SECTION 4.1. Closing Date
SECTION 4.2. Conditions Precedent to Each Loan and Each Letter of Credit
ARTICLE V AFFIRMATIVE COVENANTS
SECTION 5.1. Financial Statements and Other Information
SECTION 5.2. Notices of Material Events
SECTION 5.3. Information Regarding Collateral
SECTION 5.4. Existence; Conduct of Business
SECTION 5.5. Payment of Obligations
SECTION 5.6. Maintenance of Properties
SECTION 5.7. Insurance
SECTION 5.8. Casualty and Condemnation
SECTION 5.9. Books and Records; Inspection and Audit Rights; Appraisals
SECTION 5.10. Compliance with Laws
SECTION 5.11. Employee Benefit Plans
SECTION 5.12. Use of Proceeds and Letters of Credit
SECTION 5.13. New Subsidiaries
SECTION 5.14. Further Assurances
ARTICLE VI NEGATIVE COVENANTS
SECTION 6.1. Indebtedness and Other Obligations
SECTION 6.2. Liens
SECTION 6.3. Fundamental Changes
SECTION 6.4. Investments, Loans, Advances, Guarantees and Acquisitions
SECTION 6.5. Asset Sales
SECTION 6.6. Restricted Payments; Certain Payments of Indebtedness
SECTION 6.7. Transactions with Affiliates
SECTION 6.8. Fixed Charge Coverage Ratio
SECTION 6.9. Hedging Agreements
ARTICLE VII EVENTS OF DEFAULT
SECTION 7.1. Events of Default
SECTION 7.2. When Continuing
SECTION 7.3. Remedies on Default
SECTION 7.4. Application of Proceeds
ARTICLE VIII THE AGENTS
SECTION 8.1. Administration by the Agents
SECTION 8.2. The Collateral Agent
SECTION 8.3. Sharing of Excess Payments
SECTION 8.4. Agreement of Required Lenders
SECTION 8.5. Liability of Agents
SECTION 8.6. Reimbursement and Indemnification
SECTION 8.7. Rights of Agents
SECTION 8.8. Independent Lenders and Issuing Bank
SECTION 8.9. Notice of Transfer
SECTION 8.10. Successor Agent
SECTION 8.11. Reports and Financial Statements
SECTION 8.12. Syndication Agent, Documentation Agent, and Arranger
ARTICLE IX MISCELLANEOUS
SECTION 9.1. Notices
SECTION 9.2. Waivers; Amendments
SECTION 9.3. Expenses; Indemnity; Damage Waiver
SECTION 9.4. Successors and Assigns
SECTION 9.5. Accession
SECTION 9.6. Survival
SECTION 9.7. Counterparts; Integration; Effectiveness
SECTION 9.8. Severability
SECTION 9.9. Right of Setoff
SECTION 9.10. Governing Law; Jurisdiction; Consent to Service of Process
SECTION 9.11. Waiver of Jury Trial
SECTION 9.12. Headings
SECTION 9.13. Interest Rate Limitation
SECTION 9.14. Confidentiality
SECTION 9.15. Additional Waivers
EX-4.1 Revolving Credit Agreement
EX-4.2 Security Agreement of Revolving Credit Agmt
EX-10.4 2003 Stock Option Plan
EX-10.12 Employment Agreement - Mark R. Lenz
EX-10.13 Employment Agreement - Pamela J. Romano
EX-10.14 Executive Bonus Plan
EX-14 Code of Ethics
EX-21 Subsidiaries
EX-23.1 Consent of KPMG LLP
EX-31.1 Rule 13a-14(a) Certification of CEO
EX-31.2 Rule 13a-14(a) Certification of CFO
EX-32.1 Section 1350 Certification of CEO
EX-32.2 Section 1350 Certification of CFO
EX-99.1 Audit Committee Charter
EX-99.2 Compensation Committee Charter
EX-99.3 Nominating/Corporate Governance Charter


Table of Contents

TABLE OF CONTENTS

                 
            Page
           
ARTICLE I DEFINITIONS     1  
    SECTION 1.1.   Defined Terms     1  
    SECTION 1.2.   Terms Generally     23  
    SECTION 1.3.   Accounting Terms; GAAP     24  
ARTICLE II AMOUNT AND TERMS OF CREDIT     24  
    SECTION 2.1.   Commitment of the Lenders     24  
    SECTION 2.2.   Reserves; Changes to Reserves     25  
    SECTION 2.3.   Making of Loans     25  
    SECTION 2.4.   Overadvances     26  
    SECTION 2.5.   Swingline Loans     26  
    SECTION 2.6.   Letters of Credit     27  
    SECTION 2.7.   Settlements Amongst Lenders     31  
    SECTION 2.8.   Notes; Repayment of Loans     32  
    SECTION 2.9.   Interest on Loans     32  
    SECTION 2.10.   Default Interest     32  
    SECTION 2.11.   Certain Fees     33  
    SECTION 2.12.   Unused Commitment Fee     33  
    SECTION 2.13.   Letter of Credit Fees     33  
    SECTION 2.14.   Nature of Fees     34  
    SECTION 2.15.   Termination or Reduction of Commitments     34  
    SECTION 2.16.   Alternate Rate of Interest     34  
    SECTION 2.17.   Conversion and Continuation of Loans     35  
    SECTION 2.18.   Mandatory Prepayment; Cash Collateral     36  
    SECTION 2.19.   Optional Prepayment of Loans; Reimbursement of Lenders     36  
    SECTION 2.20.   Maintenance of Loan Account; Statements of Account     38  
    SECTION 2.21.   Cash Receipts     38  
    SECTION 2.22.   Application of Payments     40  
    SECTION 2.23.   Increased Costs     41  
    SECTION 2.24.   Change in Legality     42  
    SECTION 2.25.   Payments; Sharing of Setoff     43  
    SECTION 2.26.   Taxes     44  
    SECTION 2.27.   Security Interests in Collateral     45  
    SECTION 2.28.   Mitigation Obligations; Replacement of Lenders     46  
ARTICLE III REPRESENTATIONS AND WARRANTIES     47  
    SECTION 3.1.   Organization; Powers     47  
    SECTION 3.2.   Authorization; Enforceability     47  
    SECTION 3.3.   Governmental Approvals; No Conflicts     47  
    SECTION 3.4.   Financial Condition     47  
    SECTION 3.5.   Properties     48  

 


Table of Contents

TABLE OF CONTENTS
(Continued)

                 
            Page
           
    SECTION 3.6.   Litigation and Environmental Matters     48  
    SECTION 3.7.   Compliance with Laws and Agreements     49  
    SECTION 3.8.   Investment and Holding Company Status     49  
    SECTION 3.9.   Taxes     49  
    SECTION 3.10.   ERISA     49  
    SECTION 3.11.   Disclosure     50  
    SECTION 3.12.   Subsidiaries     50  
    SECTION 3.13.   Insurance     51  
    SECTION 3.14.   Accounts; Credit Cards     51  
    SECTION 3.15.   Labor Matters     51  
    SECTION 3.16.   Security Documents     51  
    SECTION 3.17.   Federal Reserve Regulations     51  
    SECTION 3.18.   Solvency     51  
    SECTION 3.19.   Foreign Assets Control Regulations, Etc.     52  
ARTICLE IV CONDITIONS     52  
    SECTION 4.1.   Closing Date     52  
    SECTION 4.2.   Conditions Precedent to Each Loan and Each Letter of Credit     55  
ARTICLE V AFFIRMATIVE COVENANTS     55  
    SECTION 5.1.   Financial Statements and Other Information     55  
    SECTION 5.2.   Notices of Material Events     57  
    SECTION 5.3.   Information Regarding Collateral     58  
    SECTION 5.4.   Existence; Conduct of Business     58  
    SECTION 5.5.   Payment of Obligations     58  
    SECTION 5.6.   Maintenance of Properties     59  
    SECTION 5.7.   Insurance     59  
    SECTION 5.8.   Casualty and Condemnation     60  
    SECTION 5.9.   Books and Records; Inspection and Audit Rights; Appraisals     60  
    SECTION 5.10.   Compliance with Laws     60  
    SECTION 5.11.   Employee Benefit Plans     60  
    SECTION 5.12.   Use of Proceeds and Letters of Credit     61  
    SECTION 5.13.   New Subsidiaries     61  
    SECTION 5.14.   Further Assurances     61  
ARTICLE VI NEGATIVE COVENANTS     61  
    SECTION 6.1.   Indebtedness and Other Obligations     62  
    SECTION 6.2.   Liens     62  
    SECTION 6.3.   Fundamental Changes     64  
    SECTION 6.4.   Investments, Loans, Advances, Guarantees and Acquisitions     64  
    SECTION 6.5.   Asset Sales     65  

-ii-


Table of Contents

TABLE OF CONTENTS
(Continued)

                 
            Page
           
    SECTION 6.6.   Restricted Payments; Certain Payments of Indebtedness     66  
    SECTION 6.7.   Transactions with Affiliates     67  
    SECTION 6.8.   Fixed Charge Coverage Ratio     67  
    SECTION 6.9.   Hedging Agreements     67  
ARTICLE VII EVENTS OF DEFAULT     68  
    SECTION 7.1.   Events of Default     68  
    SECTION 7.2.   When Continuing     71  
    SECTION 7.3.   Remedies on Default     71  
    SECTION 7.4.   Application of Proceeds     71  
ARTICLE VIII THE AGENTS     72  
    SECTION 8.1.   Administration by the Agents     72  
    SECTION 8.2.   The Collateral Agent     72  
    SECTION 8.3.   Sharing of Excess Payments     72  
    SECTION 8.4.   Agreement of Required Lenders     73  
    SECTION 8.5.   Liability of Agents     73  
    SECTION 8.6.   Reimbursement and Indemnification     74  
    SECTION 8.7.   Rights of Agents     74  
    SECTION 8.8.   Independent Lenders and Issuing Bank     75  
    SECTION 8.9.   Notice of Transfer     75  
    SECTION 8.10.   Successor Agent     75  
    SECTION 8.11.   Reports and Financial Statements     75  
    SECTION 8.12.   Syndication Agent, Documentation Agent, and Arranger     75  
ARTICLE IX MISCELLANEOUS     76  
    SECTION 9.1.   Notices     76  
    SECTION 9.2.   Waivers; Amendments     76  
    SECTION 9.3.   Expenses; Indemnity; Damage Waiver     78  
    SECTION 9.4.   Successors and Assigns     80  
    SECTION 9.5.   Accession     82  
    SECTION 9.6.   Survival     82  
    SECTION 9.7.   Counterparts; Integration; Effectiveness     83  
    SECTION 9.8.   Severability     83  
    SECTION 9.9.   Right of Setoff     83  
    SECTION 9.10.   Governing Law; Jurisdiction; Consent to Service of Process     83  
    SECTION 9.11.   Waiver of Jury Trial     84  
    SECTION 9.12.   Headings     84  
    SECTION 9.13.   Interest Rate Limitation     84  
    SECTION 9.14.   Confidentiality     85  
    SECTION 9.15.   Additional Waivers     86  

-iii-


Table of Contents

TABLE OF CONTENTS
(Continued)

     
EXHIBITS    

   
A.   Assignment and Acceptance
B-1.   Revolving Note
B-2.   Swingline Note
C.   Security Agreement
D.   Opinion of Troutman Sanders LLP
E.   Borrowing Base Certificate
F.   Instrument of Accession
     
SCHEDULES    

   
1.1   Lenders and Commitments
1.1(a)   Existing Letters of Credit
2.21(a)(i)   DDAs and Concentration Accounts
2.21(a)(ii)   Credit Card Arrangements
3.6   Litigation and Environmental Matters
3.12   Subsidiaries
3.13   Insurance
5.1(i)   Financial Reporting Requirements
6.1   Indebtedness
6.2   Liens
6.4   Investments
6.7   Transactions with Affiliates

-iv-


Table of Contents

CREDIT AGREEMENT dated as of July 23, 2003 (this Agreement) among

    ZALE DELAWARE, INC., a corporation organized under the laws of the State of Delaware having a place of business at 901 W. Walnut Hill Lane, Irving, Texas 75038-1003 (Zale Delaware),
 
    ZALE CORPORATION, a corporation organized under the laws of the State of Delaware having a place of business at 901 W. Walnut Hill Lane, Irving, Texas 75038-1003 (Zale),
 
    DDCC, INC., a corporation organized under the laws of the State of Delaware having a place of business at 101 Convention Center Drive, Suite 850 Las Vegas, Nevada 89109 (DDCC), and
 
    TXDC, L.P., a limited partnership organized under the laws of the State of Texas, having a place of business at 901 W. Walnut Hill Lane, Irving, Texas 75038-1003 (TXDC), as BORROWERS; and
 
    the LENDERS party hereto; and
 
    FLEET NATIONAL BANK, as Administrative Agent and Issuing Bank, a national banking association having a place of business at 40 Broad Street, Boston, Massachusetts 02109; and
 
    FLEET RETAIL FINANCE, INC., as Collateral Agent for the Lenders, a Delaware corporation, having a place of business at 40 Broad Street, Boston, Massachusetts 02109; and
 
    BANK ONE, NA and CONGRESS FINANCIAL CORPORATION (SOUTHWEST) as Co-Syndication Agents; and
 
    JP MORGAN CHASE BANK and BANK OF AMERICA, N.A. as Co-Documentation Agents

in consideration of the mutual covenants herein contained and benefits to be derived herefrom.

ARTICLE I
DEFINITIONS

     SECTION 1.1. Defined Terms. As used in this Agreement, the following terms have the meanings specified below:

     Account means any right to payment for goods sold or leased or for services rendered, whether or not earned by performance, or any right to payment for credit extended for goods sold or leased or services rendered.

     ACH means automated clearing house transfers.
 

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