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Agreement and Plan of Restructuring and Merger

 

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Title:

Agreement and Plan of Restructuring and Merger

Entities:

Chase Securities Inc.; Citibank, NA; HVOLT Enterprises, Inc.; J.P. Morgan Securities Inc.; Protection One, Inc.; Public Service Company of New Mexico; Salomon Smith Barney Inc.; Westar Industries Inc; Western Resources, Inc.; LeBoeuf, Lamb, Greene & MacRae LLP

Date:

2001

Size:

Preview shows 5KB of 257KB total

Price:

$60

ID:

#1575202

 

 

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                 AGREEMENT AND PLAN OF RESTRUCTURING AND MERGER


Among

WESTERN RESOURCES, INC.


HVOLT ENTERPRISES, INC.


PUBLIC SERVICE COMPANY OF NEW MEXICO

HVK, INC.


and

HVNM, INC.





Dated as of November 8, 2000


Table of Contents

Page

Article I. The Transaction.....................................................2
1.1. The Split-Off..................................................2
1.2. The Merger.....................................................2
1.3. The Second Merger..............................................2
1.4. Effective Time.................................................2

Article II. The Surviving Corporation..........................................3
2.1. The Articles of Incorporation..................................3
2.2. The By-Laws....................................................3
2.3. Directors......................................................3
2.4. Officers.......................................................3

Article III. Effect of the Transaction on Capital Stock; Exchange of
Certificates.....................................................4
3.1. Apportionment of Company Common Stock..........................4
3.2. Effect of the Transaction on Capital Stock.....................4
3.3. Exchange of Certificates Exchanged in the Split-Off............9
3.4. Exchange of Certificates in the Merger........................10
3.5. Dissenters' Rights............................................13
3.6. Adjustments to Prevent Dilution...............................14
3.7. Restructuring of the Mergers..................................14
3.8. Manzano Guaranty; Etc.........................................15

Article IV. The Closing.......................................................15
4.1. Closing.......................................................15

Article V. Representations and Warranties.....................................16
5.1. Representations and Warranties of the Company.................16
5.2. Representations and Warranties of Parent, PNM, Merger Sub-1
and Merger Sub-2............................................28

Article VI. Conduct of Business Pending the Transactions......................39
6.1. Covenants of the Company......................................39
6.2. Covenants of Parent, Manzano, PNM, Merger Sub-1 and Merger
Sub 2.......................................................42
6.3. Necessary Action..............................................45

Article VII. Additional Agreements............................................45
7.1. Access........................................................45
7.2. Acquisition Proposals.........................................46
7.3. Information Supplied..........................................47
7.4. Shareholders Meetings.........................................48
7.5. Filings; Other Actions; Notification..........................48
7.6. Affiliates....................................................50
7.7. Stock Exchange Listing and De-listing.........................50
7.8. Publicity.....................................................50
7.9. Benefits and Other Employee Matters...........................50
7.10. Board of Directors; Corporate Headquarters and Community
Involvement.................................................52
7.11. Dividends.....................................................53
7.12. Indemnification; Directors' and Officers' Insurance...........53
7.13. Expenses......................................................55
7.14. Takeover Statute..............................................55
7.15. Manzano Vote..................................................55
7.16. Agreements Relating to the Split-Off..........................55
7.17. Redemption of Preferred Shares................................55
7.18. Conveyance Taxes..............................................56
7.19. Transition Steering Team......................................56
7.20. Termination of Tax Sharing Agreements.........................56
7.21. Tax Disaffiliation Agreement..................................57

 

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