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Stock Purchase Agreement

 

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Title:

Stock Purchase Agreement

Entities:

Odwalla Inc; Skadden, Arps, Slate, Meagher & Flom LLP

Date:

2000

Size:

Preview shows 12KB of 63KB total

Price:

$40

ID:

#1646804

 

 

► Purchase & Sale ► Purchase ► Stock Purchase Agreements
► Services ► Legal

 

 

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<SEQUENCE>3

<FILENAME>0003.txt
<DESCRIPTION>STOCK PURCHASE AGREEMENT
<TEXT>


<PAGE>

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ODWALLA, INC.

STOCK PURCHASE AGREEMENT











Dated as of February 11, 2000






================================================================================



<PAGE>


TABLE OF CONTENTS

Page

1. Agreement To Sell And Purchase Stock...................................1

1.1 Sale and Purchase of Stock.......................................1

1.2 Payment of Purchase Price and Delivery of Certificates...........1

2. Closing Conditions.....................................................2

2.1 Conditions Precedent to the Obligations of the Company...........2

2.2 Conditions Precedent to the Obligations of the Investors.........3

3. Representations and Warranties of the Company..........................4

3.1 Organization; Good Standing; Qualification.......................4

3.2 Capitalization...................................................4

3.3 Subsidiaries.....................................................5

3.4 Authorization....................................................5

3.5 Valid Issuance of the Stock......................................6

3.6 Governmental and Third-Party Consents............................6

3.7 SEC Filings; Financial Statements................................6

3.8 No Changes.......................................................7

3.9 Compliance with Laws.............................................7

3.10 Compliance with Other Instruments; No Conflict...................7

3.11 Litigation.......................................................8

3.12 Tax Returns and Payments.........................................8

3.13 Finders and Brokers; Fees........................................9

3.14 Rights of Registration...........................................9

3.15 Voting Rights....................................................9

3.16 Labor Relations and Employee Matters.............................9

3.17 No Other Agreements to Sell the Assets or Capital Stock of the
Company.........................................................10

3.18 Private Placement...............................................10

4. Representations and Warranties of the Investors.......................10

4.1 Authorization...................................................10

4.2 Disclosure of Information.......................................10



i
<PAGE>

Page

4.3 Status..........................................................10

4.4 Investment Intent; Certain Restrictions.........................11

4.5 Restricted Securities...........................................11

5. Pre-Closing Covenants of the Company..................................11

5.1 Notification; Updates to Company Disclosure Schedule............11

5.2 Best Efforts....................................................12

6. Pre-Closing Covenants of the Investors................................12

6.1 Best Efforts....................................................12

7. Other Matters.........................................................12

7.1 Restrictive Legend..............................................12

7.2 California Securities Laws......................................12

7.3 Public Disclosure...............................................13

8. Termination...........................................................13

8.1 Termination Events..............................................13

8.2 Termination Procedures..........................................13

8.3 Effect of Termination...........................................14

8.4 Exclusivity of Termination Rights...............................14

9. Miscellaneous.........................................................14

9.1 Further Assurances..............................................14

9.2 Fees and Expenses...............................................14

9.3 Attorneys' Fees.................................................14

9.4 Governing Law; Arbitration......................................14

9.5 Successors and Assigns..........................................15

9.6 Entire Agreement................................................15

9.7 Separability....................................................15

9.8 Amendments......................................................15

9.9 Notices.........................................................15

9.10 Publicity and Use of Confidential Information...................17

9.11 Counterparts....................................................17

9.12 Delays or Omissions; Waivers....................................17

9.13 Remedies Cumulative; Specific Performance.......................18



ii
<PAGE>

Page

9.14 Headings........................................................18

9.15 Construction....................................................18








iii
<PAGE>



ODWALLA, INC.

STOCK PURCHASE AGREEMENT

THIS STOCK PURCHASE AGREEMENT (the "Agreement") is entered into as of
February 11, 2000, by and among ODWALLA, INC., a California corporation (the
"Company"), and the investors on Schedule I attached hereto (each, an
"Investor," and collectively, the "Investors").

RECITALS

A. The Company, Orange Acquisition Sub, a Maine corporation ("Merger Sub"),
Fresh Samantha, Inc., a Maine corporation ("Samantha"), and certain other
signatories thereto, have entered into that certain Agreement and Plan of
Merger, dated as of February 2, 2000 (the "Merger Agreement"), to
effectuate the merger (the "Merger") of Merger Sub with and into Samantha
with Samantha as the surviving corporation and wholly owned subsidiary of
the Company.

B. In connection with the Merger, pursuant to the terms and subject to the
conditions of this Agreement, the Investors wish to collectively purchase
Six Million Dollars ($6,000,000) of the Common Stock of the Company (the
"Common Stock," and such shares to be purchased pursuant to this
Agreement, the "Stock").

AGREEMENT

The Company and each of the Investors, intending to be legally bound,
agree as follows:

1. Agreement To Sell And Purchase Stock.

1.1 Sale and Purchase of Stock.

Upon the terms and subject to the conditions set forth in this Agreement,
each Investor agrees, severally and not jointly, to purchase at the Closing (as
defined below), and the Company agrees to sell and issue to each Investor at the
Closing, the number of shares of Stock set forth next to such Investor's name on
Schedule I attached hereto for the purchase price (the "Purchase Price") set
forth next to such Investor's name on Schedule I attached hereto.

1.2 Payment of Purchase Price and Delivery of Certificates.

(a) The closing (the "Closing") shall take place at the offices of
Morrison & Foerster LLP, 425 Market Street, San Francisco, California 94105, at
10:00 a.m. (Pacific time) on the first business date after the Merger Closing
Date (as defined below) or on such other date or at such other place or time as
the Company and the Investors may mutually agree (such date is hereinafter
referred to as the "Closing Date").

(b) At the Closing:



1
<PAGE>

(i) each Investor shall (i) pay the Purchase Price to the Company
by wire transfer of immediately available funds, and (ii) deliver the documents
and agreements required hereunder to be delivered by such Investor at the
Closing; and

(ii) the Company shall deliver (i) certificates representing the
Stock sold to the Investors pursuant to this Agreement, and (ii) the other
documents and agreements required hereunder to be delivered by the Company at
the Closing.

(c) The "Merger Closing Date" shall refer to that date upon which all
of the conditions set forth in Sections 4.1 and 4.2 of the Merger Agreement are
satisfied or waived.

2. Closing Conditions.

2.1 Conditions Precedent to the Obligations of the Company.

The Company's obligation to sell and issue the Stock at the Closing is
subject to the satisfaction of the following conditions:

(a) the representations and warranties made by the Investors in Section
4 hereof shall be true and accurate in all material respects as of the date of
this Agreement and as of the Closing Date as though made on and as of the
Closing Date;

(b) all covenants and agreements contained in this Agreement to be
observed by the Investors on or prior to the Closing shall have been performed
or complied with in all material respects;

(c) each Investor shall have delivered the following documents to the
Company:

(i) the Shareholders' Rights Agreement, substantially in the form
attached hereto as Exhibit A (the "Rights Agreement"), duly executed by each
Investor;

(ii) a certificate (the "Investor Closing Certificate") of each
Investor, dated as of the Closing Date, and certifying to the satisfaction of
the conditions specified in Sections 2.1(a) and (b) with respect to such

 

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