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Title: |
Agreement and Plan of Merger |
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Entities: |
Banc of America Securities LLC; J.P. Morgan Securities Inc.; JPMorgan Chase Bank; National Mentor Holdings, Inc.; U.S. Bank, NA; UBS Securities LLC; Northwestern University; Bank of America, NA; Simpson Thacher & Bartlett |
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Date: |
2006 |
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Size: |
Preview shows 53KB of 210KB total |
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Price: |
$63 |
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ID: |
#1685419 |
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Start of Preview |
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AGREEMENT AND PLAN OF MERGER
dated as of
MARCH 22, 2006
by and among
NATIONAL MENTOR HOLDINGS, INC.,
NMH HOLDINGS, LLC
and
NMH MERGERSUB, INC.
TABLE OF CONTENTS
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ARTICLE 1 |
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THE MERGER |
1 |
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SECTION 1.01. The Merger. |
1 |
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SECTION 1.02. Organizational Documents. |
2 |
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SECTION 1.03. Directors and Officers. |
2 |
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SECTION 1.04. Conversion of Capital Stock. |
2 |
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SECTION 1.05. Exchange of Certificates. |
3 |
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SECTION 1.06. Options. |
5 |
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SECTION 1.07. Stockholder Representative. |
5 |
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ARTICLE 2 |
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REPRESENTATIONS AND WARRANTIES OF THE COMPANY |
6 |
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SECTION 2.01. Existence and Power. |
6 |
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SECTION 2.02. Company Authorization. |
7 |
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SECTION 2.03. Governmental Authorization. |
7 |
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SECTION 2.04. Non-Contravention. |
7 |
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SECTION 2.05. Capitalization. |
8 |
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SECTION 2.06. Subsidiaries. |
8 |
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SECTION 2.07. SEC Documents. |
9 |
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SECTION 2.08. Financial Statements. |
9 |
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SECTION 2.09. Absence of Certain Changes. |
10 |
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SECTION 2.10. Litigation. |
10 |
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SECTION 2.11. Taxes. |
11 |
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SECTION 2.12. Compliance with Laws; Licenses, Permits and Registrations. |
13 |
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SECTION 2.13. Contracts. |
13 |
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SECTION 2.14. Employee Benefit Plans. |
14 |
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SECTION 2.15. Transactions with Affiliates. |
15 |
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SECTION 2.16. Intellectual Property. |
16 |
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SECTION 2.17. Required Vote; Board Approval. |
16 |
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SECTION 2.18. Finders Fees. |
16 |
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SECTION 2.19. Labor and Employment-Related Matters. |
16 |
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SECTION 2.20. Real Property. |
17 |
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SECTION 2.21. Personal Property. |
17 |
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SECTION 2.22. Insurance Coverage. |
18 |
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SECTION 2.23. Environmental Matters. |
18 |
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SECTION 2.24. Payors. |
19 |
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ARTICLE 3 |
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REPRESENTATIONS AND WARRANTIES OF PURCHASER |
19 |
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SECTION 3.01. Corporate Existence and Power. |
20 |
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SECTION 3.02. Authorization; Approvals. |
20 |
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SECTION 3.03. Governmental Authorization. |
20 |
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SECTION 3.04. Non-Contravention. |
20 |
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SECTION 3.05. Litigation. |
21 |
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SECTION 3.06. Finders Fees. |
21 |
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SECTION 3.07. Acquisition of Common Stock for Investment. |
21 |
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SECTION 3.08. Financing. |
21 |
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SECTION 3.09. Solvency. |
22 |
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SECTION 3.10. No Knowledge of Misrepresentations or Omissions. |
22 |
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SECTION 3.11. Acknowledgement. |
22 |
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SECTION 3.12. Payors. |
23 |
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ARTICLE 4 |
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COVENANTS OF COMPANY |
23 |
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SECTION 4.01. Company Interim Operations. |
23 |
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SECTION 4.02. Stockholder Approval. |
25 |
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SECTION 4.03. Stockholders Agreement. |
25 |
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SECTION 4.04. Exclusivity. |
25 |
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SECTION 4.05. Financing Assistance. |
26 |
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SECTION 4.06. Debt Offer. |
28 |
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SECTION 4.07. Repayment of Senior Indebtedness. |
29 |
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SECTION 4.08. Repayment of Other Indebtedness. |
30 |
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SECTION 4.09. Payment of Transaction Related Expenses. |
30 |
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SECTION 4.10. Affiliate Transactions; Transfer Restrictions. |
30 |
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ARTICLE 5 |
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COVENANTS OF PURCHASER |
30 |
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SECTION 5.01. Director, Officer and Stockholder Liability. |
30 |
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SECTION 5.02. Employee Benefits. |
31 |
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ARTICLE 6 |
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COVENANTS OF PURCHASER AND COMPANY |
31 |
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SECTION 6.01. Commercially Reasonable Efforts. |
31 |
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SECTION 6.02. Cooperation in Receipt of Consents. |
32 |
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SECTION 6.03. Public Announcements. |
32 |
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SECTION 6.04. Access to Information. |
32 |
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SECTION 6.05. Notices of Certain Events. |
33 |
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SECTION 6.06. Code Section 280G. |
33 |
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SECTION 6.07. Further Assurances. |
33 |
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ARTICLE 7 |
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CONDITIONS TO THE MERGER |
34 |
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SECTION 7.01. Conditions to the Obligations of Each Party. |
34 |
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SECTION 7.02. Conditions to the Obligations of the Company. |
34 |
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SECTION 7.03. Conditions to the Obligations of Purchaser and PurchaserSub. |
34 |
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ARTICLE 8 |
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TERMINATION |
35 |
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SECTION 8.01. Termination. |
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End of Preview |
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