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Note Purchase and Private Shelf Agreement

 

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Title:

Note Purchase and Private Shelf Agreement

Entities:

JPMorgan Chase Bank; McGraw-Hill Companies Inc.; Prudential Financial, Inc.; Schawk Inc; Schawk, Inc.; Bank of New York; Schiff Hardin & Waite; Vedder, Price, Kaufman & Kammholz P.C.

Date:

2005

Size:

Preview shows 5KB of 261KB total

Price:

$68

ID:

#1725550

 

 

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                                  SCHAWK, INC.



--------

NOTE PURCHASE AND PRIVATE SHELF AGREEMENT

--------



$10,000,000 4.81% SERIES C SENIOR NOTES DUE JANUARY 28, 2010
$20,000,000 4.99% SERIES D SENIOR NOTES DUE JANUARY 28, 2011
$20,000,000 5.17% SERIES E SENIOR NOTES DUE JANUARY 28, 2012

AND

$25,000,000

PRIVATE SHELF FACILITY




DATED AS OF JANUARY 28, 2005



--------------------------------------------------------------------------------
--------------------------------------------------------------------------------

{PAGE}

TABLE OF CONTENTS
{TABLE}
{CAPTION}

PAGE


{S} {C}
SECTION 1. AUTHORIZATION OF NOTES................................................................................1

Section 1.1. Authorization of Issue of Series C Notes...................................................1
Section 1.2. Authorization of Issue of Series D Notes...................................................2
Section 1.3. Authorization of Issue of Series E Notes...................................................2
Section 1.4. Authorization of Issue of Shelf Notes......................................................2

SECTION 2. SALE AND PURCHASE OF NOTES............................................................................3

Section 2.1. Purchase and Sale of Series C, Series D and Series E Notes.................................3
Section 2.2. Purchase and Sale of Shelf Notes...........................................................3
Section 2.3. Subsidiary Guaranty........................................................................7

SECTION 3. CLOSING...............................................................................................7

SECTION 4. CONDITIONS TO CLOSING.................................................................................8

Section 4.1. Representations and Warranties.............................................................8
Section 4.2. Performance; No Default....................................................................8
Section 4.3. Compliance Certificates....................................................................8
Section 4.4. Opinions of Counsel........................................................................9
Section 4.5. Purchase Permitted by Applicable Law, Etc..................................................9
Section 4.6. Acquisition of Seven Worldwide; Related Equity Financing...................................9
Section 4.7. Payment of Special Counsel Fees............................................................9
Section 4.8. Private Placement Number..................................................................10
Section 4.9. Changes in Corporate Structure............................................................10
Section 4.10. Subsidiary Guaranty......................................................................10
Section 4.11. Payment of Fees..........................................................................10
Section 4.12. Material Adverse Change..................................................................10
Section 4.13. Amendment to 1995 Note Agreement.........................................................10
Section 4.14. Bank Credit Agreement....................................................................10
Section 4.15. Amendment to 2003 Note Agreement.........................................................10
Section 4.16. Proceedings and Documents................................................................11

SECTION 5. REPRESENTATIONS AND WARRANTIES OF THE COMPANY........................................................11

Section 5.1. Organization; Power and Authority.........................................................11
Section 5.2. Authorization, Etc........................................................................11

 

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