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Document Preview Delegation Agreement for Retail Funds [Form] |
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Title: |
Delegation Agreement for Retail Funds [Form] |
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Entities: |
TD Waterhouse Investor Services, Inc.; National Investors Cash Management Fund Inc. |
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Date: |
2003 |
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Size: |
Preview shows 2KB of 8KB total |
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Price: |
$31 |
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ID: |
#180010 |
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[Form of Delegation Agreement For Retail Funds]
[
[TD Waterhouse Letterhead]
[Date]
TD Waterhouse Investor Services, Inc.
[address]
Ladies and Gentlemen:
Each of the registered investment companies listed on Exhibit A attached hereto
(each a "Fund") has adopted an Anti-Money Laundering Compliance Manual (the
"Policy") pursuant to Title III of the USA PATRIOT Act (the "Act"). Each Fund's
anti-money laundering compliance officer maintains responsibility for the
implementation of the Policy on behalf of such Fund. TD Waterhouse Investor
Services, Inc. (the "Agent") has also adopted the Policy to satisfy the
requirements of the Act that apply to the Agent, as well as any other applicable
anti-money laundering and terrorist financing laws or regulations. [The Agent
serves as the administrator for each Fund.]
By executing this letter agreement, the Agent hereby confirms and agrees as
follows:
1. The Agent agrees to (i) assume responsibility for the implementation of each
Fund's Policy with respect to the services such Agent provides to such Fund;
(ii) maintain the Policy or other appropriate anti-money laundering and
anti-terrorism financing program ("Program"); and (iii) comply with all
applicable laws and regulations designed to guard against money laundering and
terrorist financing activities on behalf of itself and such Fund, with respect
to the shares of such Fund and with respect to the processing of payments,
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