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Sale and Purchase Agreement

 

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Title:

Sale and Purchase Agreement

Entities:

Abbey National plc; Goldman Sachs International; Banco Santander Central Hispano SA

Date:

2006

Size:

Preview shows 39KB of 404KB total

Price:

$99

ID:

#2156853

 

 

► Purchase & Sale ► Sale & Purchase Agreements
► Financial
► Financial ► Money Center Banks
► Financial ► Regional Banks

 

 

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Dated 7th June 2006
ABBEY NATIONAL PLC
and
RESOLUTION LIFE LIMITED
and
RESOLUTION PLC
 
SALE AND PURCHASE AGREEMENT
 
Slaughter and May
One Bunhill Row
London EC1Y 8YY
(WSMR/RAC/CEZD)
CD061020007


 

 

CONTENTS
             
        Page
1.
  INTERPRETATION     1  
 
           
2.
  SALE AND PURCHASE     22  
 
           
3.
  CONDITIONS; STEPS TO COMPLETION     23  
 
           
4.
  OVERSEAS REGULATORY CONSENTS     26  
 
           
5.
  CONDUCT OF BUSINESS BEFORE COMPLETION     27  
 
           
6.
  CONSIDERATION     30  
 
           
7.
  COMPLETION     31  
 
           
8.
  GROUP AND RETAINED GROUP GUARANTEES     32  
 
           
9.
  INTER-COMPANY BALANCES     33  
 
           
10.
  SELLERS WARRANTIES AND UNDERTAKINGS     36  
 
           
11.
  PURCHASERS AND GUARANTORS WARRANTIES     40  
 
           
12.
  PURCHASERS REMEDIES AND SELLERS LIMITATIONS ON LIABILITY     41  
 
           
13.
  WRONG POCKET ASSETS     41  
 
           
14.
  WRONG POCKET CONTRACTS     43  
 
           
15.
  INTELLECTUAL PROPERTY     44  
 
           
16.
  ABBEY MARKS     45  
 
           
17.
  PENSIONS     46  
 
           
18.
  EMPLOYMENT     49  
 
           
19.
  SHARE SCHEMES     52  
 
           
20.
  INSURANCE     53  
 
           
21.
  PROPERTY     54  
 
           
22.
  THE DEMUTUALISATION SCHEMES     54  


 

 

             
        Page
23.
  COMMUNICATIONS     56  
 
           
24.
  GUARANTEE     56  
 
           
25.
  ACCESS     58  
 
           
26.
  EFFECT OF COMPLETION AND PART VII TRANSFER     59  
 
           
27.
  REMEDIES AND WAIVERS     59  
 
           
28.
  ASSIGNMENT     60  
 
           
29.
  FURTHER ASSURANCE     61  
 
           
30.
  ENTIRE AGREEMENT     61  
 
           
31.
  NOTICES     61  
 
           
32.
  ANNOUNCEMENTS     62  
 
           
33.
  CONFIDENTIALITY     63  
 
           
34.
  COSTS AND EXPENSES     65  
 
           
35.
  COUNTERPARTS     65  
 
           
36.
  INVALIDITY     66  
 
           
37.
  CONTRACTS (RIGHTS OF THIRD PARTIES) ACT 1999     66  
 
           
38.
  CHOICE OF GOVERNING LAW     66  
 
           
39.
  JURISDICTION     66  


 

 

SCHEDULES
         
    Page  
Schedule 1 (Conditions)
    67  
 
       
Schedule 2 (Steps to Completion)
    70  
 
       
Schedule 3 (Conduct of Groups business before Completion)
    75  
 
       
Schedule 4 (Apportionment of Consideration)
    79  
 
       
Schedule 5 (Completion arrangements)
    80  
 
       
Schedule 6 (Warranties)
    84  
 
       
Schedule 7 (Limitations)
    123  
 
       
Schedule 8 (Basic information about the Companies)
    134  
 
       
Schedule 9 (Basic information about the Subsidiaries)
    142  
 
       
Schedule 10 (Group and Retained Group Guarantees)
    171  
 
       
Schedule 11 (Key Intermediaries)
    172  
 
       
Schedule 12 (Senior Employees)
    173  
 
       
Schedule 13 (Relevant Properties)
    178  
 
       
Schedule 14 (Property matters)
    185  
 
       
Schedule 15 (Flame and Umbrella Logos)
    189  


 

 

AGREED FORM DOCUMENTS
Abbey Announcement
Actuarial Reports
Agreement for Lease
ANFIS Separation Agreement
ANSMAH Confirmation Letter
Brand Licence
BSCH Announcement
Business Plan
Cash Management Agreement
Communications Plan
Draft Notices of Control to each Regulatory Authority
Fund Separation Agreement
Guarantor Recommendation
Guarantor Resolution
Hedge Waiver Letter
Introducer Appointed Representative Agreement
List of Employees
List of Listed Employees
List of Retained Employees
Relationship Deed
Resignation letters of directors and secretaries
Resolution Announcement
Tax Covenant
Underwriting Agreement
Voting powers of attorney


 

 


 
             
THIS AGREEMENT is made on 7th June 2006 between:
 
           
1.   ABBEY NATIONAL PLC, a company registered in England and Wales under registered number 02294747 with its registered office at Abbey National House, 2 Triton Square, Regents Place, London NW1 3AN (the Seller);
 
           
2.   RESOLUTION LIFE LIMITED, a company registered in England and Wales under registered number 04560778 with its registered office at Edward Pavillion, Albert Dock, Liverpool, Merseyside L3 4SL (the Purchaser); and
 
           
3.   RESOLUTION PLC, a company registered in England and Wales under registered number 03524909 with its registered office at Juxon House, 100 St Pauls Churchyard, London EC4M 8BU (the Guarantor).
 
           
WHEREAS:
 
           
(A)   The Seller is the beneficial owner of the entire issued share capital of each of the Companies.
 
           
(B)   The Companies directly or indirectly beneficially own the entire issued share capital of each of the Subsidiaries.

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