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Special Warrant Agreement

 

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Title:

Special Warrant Agreement

Entities:

NuCo2 Inc.; Milbank, Tweed, Hadley & McCloy

Date:

2003

Size:

Preview shows 4KB of 148KB total

Price:

$52

ID:

#219414

 

 

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                                   NUCO2 INC.


                                       and


                           THE INVESTORS PARTY HERETO


                                 ---------------



                            SPECIAL WARRANT AGREEMENT

                           Dated as of August 25, 2003



                                 ---------------






            -------------------------------------------------------








                                TABLE OF CONTENTS

                                                                            Page
                                                                            ----

Section 1.  Definitions, Accounting Terms and Determinations...................1
        1.01  Definitions......................................................1
        1.02  Accounting Terms and Determinations..............................7

Section 2.  Purchase, Sale and Exercise of Warrants............................7
        2.01  Authorization and Issuance of Shares and Warrants................7
        2.02  The Closing......................................................7
        2.03  Initial Holder Representations, Warranties and Agreements........7
        2.04  Securities Act Compliance........................................8
        2.05  Exercise of Warrants.............................................8

Section 3.  Representations and Warranties....................................10
        3.01  Existence.......................................................10
        3.02  No Breach.......................................................10
        3.03  Corporate Action................................................10
        3.04  Approvals.......................................................10
        3.05  Investment Company Act..........................................11
        3.06  Public Utility Holding Company Act..............................11
        3.07  Capitalization..................................................11
        3.08  Private Offering................................................11
        3.09  SEC Documents; Financial Statements.............................11

Section 4.  Transfers Generally; Securities Act Compliance....................12
        4.01  Transfers Generally.............................................12
        4.02  Transfers of Restricted Securities Pursuant to
              Registration Statements and Rule 144, Etc.......................12
        4.03  Notice of Certain Transfers.....................................12
        4.04  Restrictive Legend..............................................12
        4.05  Termination of Restrictions.....................................13

Section 5.  Additional Provisions Relating to Transfers.......................13
        5.01  Disposition of Securities.......................................13
        5.02  Transfer Restriction............................................14
        5.03  Repurchase of Common Stock......................................14
        5.04  Transfer, Division and Combination..............................14

Section 6.  Adjustment of Stock Unit..........................................15
        6.01  Stock Dividends, Subdivisions and Combinations..................15
        6.02  Issuance of Additional Shares of Common Stock...................15
        6.03  Issuance of Options.............................................16
        6.04  Issuance of Convertible Securities..............................17
        6.05  Superseding Adjustment of Stock Unit............................17
        6.06  Other Provisions Applicable to Adjustments
              Under this Section 6............................................18

                                      (i)





Section 7.  Consolidation, Merger, Share Exchange, etc.; Distributions........20
        7.01  Consolidation, Merger, Share Exchange, etc......................20
        7.02  Distributions upon Declaration of Dividend or


 

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