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Title: |
Sales Agreement |
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Date: |
2005 |
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Preview shows 4KB of 50KB total |
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$42 |
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ID: |
#2391298 |
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PHOENIX FUNDS SALES AGREEMENT
{PAGE}
[LOGO]PHOENIX
INVESTMENT PARTNERS
PHOENIX EQUITY PLANNING CORPORATION
56 Prospect St.
P.O. Box 150480
Hartford, CT 06115-0480
PHOENIX FUNDS
SALES AGREEMENT
To: Dealer Name
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Address
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City, State, Zip
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Attention
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Telephone Number
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Phoenix Equity Planning Corporation ("PEPCO", "we", "us", or "our") invites you
to participate in the sale and distribution of shares of registered investment
companies (which shall collectively be referred to hereinafter as the "Funds")
for which we are national distributor or principal underwriter, and which may be
listed in Annex A hereto which such Annex may be amended by us from time to
time. Upon acceptance of this agreement by PEPCO, you may offer and sell shares
of each of the Funds (hereafter "Shares") subject, however, to the terms and
conditions hereof including our right to suspend or cease the sale of such
shares. For the purposes hereof, the above referenced dealer shall be referred
to as "you".
1. You understand and agree that in all sales of Shares to the public, you
shall act as dealer for your own account. All purchase orders and
applications are subject to acceptance or rejection by us in our sole
discretion and are effective only upon confirmation by us. Each purchase
will be deemed to have been consummated in our principal office subject
to our acceptance and effective only upon confirmation to you by us.
2. You agree that all purchases of Shares by you shall be made only for the
purpose of covering purchase orders already received from your customers
(who may be any person other than a securities dealer or broker) or for
your own bona-fide investment.
3. You shall offer and sell Shares purchased pursuant to this agreement for
the purpose of covering purchase orders of your customers, to the extent
applicable, (a) at the current public offering price ("Offering Price")
for Class A Shares or (b) at the Net Asset Value for Class B and Class C
shares as set forth in the current prospectus of each of the funds. The
offer and sale of Class B Shares by you is subject to Annex B hereto,
"Compliance Standards for the Sale of the Phoenix Funds Under Their
Alternative Purchase Arrangements".
4. You shall pay us for Shares purchased within three (3) business days of
the date of our confirmation to you of such purchase or within such time
as required by applicable rule or law. The purchase price shall be (a)
the Offering Price, less only the applicable dealer discount (Dealer
Discount) for Class A Shares, if applicable, or (b) the Net Asset Value,
less only the applicable sales commission (Sales Commission) for Class B
or Class C Shares, if applicable, as set forth in the current prospectus
at the time the purchase is received by us. We have the right, without
notice, to cancel any order for which payment of good and sufficient
funds has not been received by us as provided in this paragraph, in which
case you may be held responsible for any loss suffered by us resulting
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