Home

Intelligence

Services

Subscriptions

News

About Us

Sign In

 

Document Preview

Investment Management Agreement

 

Click "Add to Cart" button to purchase document. 
Documents are emailed immediately after purchase. 
You can also browse documents by
title, category, or company... or click here for help finding documents.

 

Title:

Investment Management Agreement

Entities:

Citigroup Global Markets Inc.; Legg Mason Partners Investment Funds, Inc.

Date:

2005

Size:

Preview shows 5KB of 15KB total

Price:

$33

ID:

#2434002

 

 

► Miscellany ► Management ► Investment Management Agreements
► Financial

 

 

Start of Preview


 

INVESTMENT MANAGEMENT AGREEMENT

 

SMITH BARNEY INVESTMENT FUNDS INC.

Smith Barney Multiple Discipline Funds

All Cap and International Fund

 

SMITH BARNEY FUND MANAGEMENT LLC

399 Park Avenue

New York, New York 10022

 

Ladies and Gentlemen:

 

Smith Barney Investment Funds Inc. (the Company), a corporation organized under the laws of the State of Maryland, on behalf of its new series, Smith Barney Multiple Discipline FundsAll Cap and International Fund (the Fund), herewith confirms its agreement with Smith Barney Fund Management LLC (the Manager), as follows:

 

1. Investment Description; Appointment

 

The Company desires to employ the Funds capital investing and reinvesting in investments of the kind and in accordance with the investment objectives, policies and limitations specified in (i) the Companys Charter as amended from time to time (the Charter); (ii) the Funds prospectus (the Prospectus) and (iii) the Funds Statement of Additional Information (the SAI) filed with the Securities and Exchange Commission (the SEC) as part of the Companys Registration Statement on Form N-1A on April 1, 2005, as amended from time to time, and in the manner and to the extent as may from time to time be approved by the Board of Directors of the Company (the Board). Copies of the Prospectus and the SAI have been or will be submitted to the Manager. The Company agrees promptly to provide copies of all amendments to the Prospectus and the SAI to the Manager on an on-going basis. The Company desires to employ and hereby appoints the Manager to act as manager of the Fund. The Manager accepts the appointment and agrees to furnish the services for the compensation set forth below.

 

2. Services as Investment Manager

 

Subject to the supervision and direction of the Board, the Manager shall (a) act in strict conformity with the Companys Charter, the Investment Company Act of 1940 (the 1940 Act) and the Investment Advisers Act of 1940, (the Advisers Act) as the same may from time to time be amended, (b) manage the Funds assets in accordance with the Funds investment objectives and policies as stated in the Funds Prospectus and SAI, (c) make investment decisions for the Fund, (d) place purchase and sale orders for securities on behalf of the Fund, (e) exercise voting rights in respect of portfolio securities and other investments for the Fund, and (f) monitor and evaluate the services provided by the Funds investment sub-adviser(s), if any, under the terms of the applicable investment sub-advisory agreement (collectively, the Advisory Services). In providing the Advisory Services, the Manager will provide investment research and supervision of the Funds investments and conduct a continual program of investment,


evaluation and, if appropriate, sale and reinvestment of the Funds assets. In addition, the Manager will furnish the Fund with whatever statistical information the Fund may reasonably request with respect to the securities that the Fund may hold or contemplate purchasing.


 

End of Preview

 

Home        Intelligence        Services        Subscriptions        News        About Us

Contact Us       Terms of Use       Resend Documents       Shopping Cart

Copyright © 2008 The Consus Group LLC