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Title: |
Transfer Agency and Service Agreement |
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Date: |
2006 |
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Size: |
Preview shows 6KB of 38KB total |
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Price: |
$43 |
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ID: |
#2492843 |
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TRANSFER AGENCY AND SERVICE AGREEMENT
BETWEEN
PHOENIX INSIGHT FUNDS TRUST
AND
PHOENIX EQUITY PLANNING CORPORATION
{PAGE}
TABLE OF CONTENTS
PAGE
Article 1. Terms of Appointment; Duties of Transfer Agent....................3
Article 2. Fees and Expenses.................................................6
Article 3. Representations and Warranties of Transfer Agent..................6
Article 4. Representations and Warranties of the Trust.......................7
Article 5. Data Access and Proprietary Information...........................7
Article 6. Indemnification...................................................8
Article 7. Standard of Care.................................................10
Article 8. Covenants........................................................10
Article 9. Termination......................................................11
Article 10. Assignment.......................................................11
Article 11. Amendment........................................................12
Article 12. Connecticut Law to Apply.........................................12
Article 13. Force Majeure....................................................12
Article 14. Consequential Damages............................................12
Article 15. Merger of Agreement..............................................12
Article 16. Limitations of Liability of the Trustees and Shareholders........12
Article 17. Counterparts.....................................................12
{PAGE}
TRANSFER AGENCY AND SERVICE AGREEMENT
-------------------------------------
AGREEMENT made as of the 18th day of May, 2006, by and between Phoenix
Insight Funds Trust (the "Trust") and PHOENIX EQUITY PLANNING CORPORATION
(hereinafter referred to as the "Transfer Agent").
W I T N E S S E T H:
WHEREAS, the Trust desires to appoint Transfer Agent as its transfer agent,
dividend disbursing agent and agent in connection with certain other activities,
and Transfer Agent desires to accept such appointment; and
WHEREAS, the parties wish to set forth herein their mutual understandings
and agreements.
NOW, THEREFORE, in consideration of the mutual covenants herein contained,
and other good and valuable consideration, the receipt and sufficiency whereof
being hereby acknowledged and affirmed, the parties hereto agree as follows:
ARTICLE 1. TERMS OF APPOINTMENT; DUTIES OF TRANSFER AGENT
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1.01 Subject to the terms and conditions set forth in this Agreement, the
Trust hereby employs and appoints Transfer Agent to act as, and Transfer Agent
agrees to act as, transfer agent for the authorized and issued shares of
beneficial interest of each of the series of the Trust (hereinafter collectively
and singularly referred to as "Shares"), dividend disbursing agent and agent in
connection with any accumulation, open-account or similar plans provided to the
shareholders of the Trust ("Shareholders") and as set out in the currently
effective registration statement of the Trust (the prospectus and statement of
additional information portions of such registration statement being referred to
as the "Prospectus"), including, without limitation, any periodic investment
plan or periodic withdrawal program.
1.02 Transfer Agent agrees that it will perform the following services
pursuant to this Agreement:
(a) In accordance with procedures established from time to time by
agreement between the Trust and Transfer Agent, Transfer Agent shall:
(i) Receive for acceptance, orders for the purchase of Shares, and
promptly deliver payment and appropriate documentation therefor
to the Custodian appointed from time to time by the Trustees of
the Trust (which entity or entities, as the case may be, shall
be referred to as the "Custodian");
(ii) Pursuant to purchase orders, issue the appropriate number of
Shares and hold such Shares in the each appropriate Shareholder
account;
(iii) Receive for acceptance, redemption requests and redemption
directions and deliver the appropriate documentation therefor to
the Custodian;
{PAGE}
4
(iv) In respect to the transactions in items (i), (ii) and (iii)
above, the Transfer Agent shall execute transactions directly
with broker-dealers authorized by the Trust who shall thereby be
deemed to be acting on behalf of the Trust;
(v) At the appropriate time as and when it receives monies paid to
it by any Custodian with respect to any redemption, pay over or
cause to be paid over in the appropriate manner such monies as
instructed by the redeeming Shareholders;
(vi) Effect transfers of Shares by the registered owners thereof upon
receipt of appropriate instructions;
(vii) Prepare and transmit payments for dividends and distributions
declared by the Trust, if any;
(viii) Issue replacement certificates for those certificates alleged to
have been lost, stolen or destroyed upon receipt by the Transfer
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