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Document Preview Management Agreement |
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Title: |
Management Agreement |
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Entities: |
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Date: |
2006 |
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Size: |
Preview shows 7KB of 21KB total |
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Price: |
$34 |
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ID: |
#2515148 |
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MANAGEMENT AGREEMENT
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TO: |
Leeb Capital Management, Inc. |
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500 Fifth Ave 57th Floor | ||
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New York, New York, 10110 | ||
Dear Ladies and Gentlemen:
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Unified Series Trust (the Trust) herewith confirms our agreement with you. |
The Trust has been organized to engage in the business of a registered open-end investment company. The Trust currently offers several series of shares to investors, one of which is the Leeb Focus Fund (the Fund).
You have been selected to act as the sole investment adviser of the Fund and to provide certain other services, as more fully set forth below, and you are willing to act as such investment adviser and to perform such services under the terms and conditions hereinafter set forth. Accordingly, the Trust agrees with you as set forth below.
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1. |
ADVISORY SERVICES |
You will regularly provide the Fund with such investment advice as you in your discretion deem advisable and will furnish a continuous investment program for the Fund consistent with the Funds investment objectives and policies as set forth in its then current Prospectus and Statement of Additional Information. You will determine the securities to be purchased for the Fund, the portfolio securities to be held or sold by the Fund and the portion of the Funds assets to be held uninvested, subject always to the Funds investment objectives, policies and restrictions, as each of the same shall be from time to time in effect, and subject further to such policies and instructions as the Board of Trustees for the Trust (the Board) may from time to time establish. You will advise and assist the officers of the Trust in taking such steps as are necessary or appropriate to carry out the decisions of the Board and committees of the Board regarding the conduct of the business of the Fund. You also will be responsible for voting proxies with respect to securities held by the Fund and reporting the Funds proxy voting record to the Funds administrator in the form required by the Securities and Exchange Commission (SEC) or its staff on Form N-PX.
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2. |
ALLOCATION OF CHARGES AND EXPENSES |
You will pay the compensation and expenses of any persons rendering any services to the Fund who are officers, directors, equity owners or employees of your company and will make available, without expense to the Fund, the services of such of your employees as may duly be elected officers or trustees of the Trust, subject to their individual consent to serve and to any limitations imposed by law. The compensation and expenses of any officers, trustees and employees of the Trust who are not officers, directors, equity owners or employees of your company will be paid by the Fund. You will pay all expenses incurred by the Trust in connection with the organization of the Fund and the costs of obtaining the initial registration of Fund shares with the SEC pursuant to a post-effective amendment to the Trusts registration under the Investment Company Act of 1940, as amended (1940 Act). You also will bear any expenses incurred in connection with voting proxies with respect to securities held in the Funds portfolio.
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