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Agreement and Plan of Merger

 

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Title:

Agreement and Plan of Merger

Entities:

Mid-State Bancshares; Nasdaq Stock Market Inc.; Wachtell, Lipton, Rosen & Katz

Date:

2006

Size:

175KB total

Price:

$46

ID:

#2592730

 

 

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Start of Preview


AGREEMENT AND PLAN OF MERGER

dated as of November 1, 2006

among

VIB CORP,

CHARDONNAY MERGER SUB CORP.

and

MID-STATE BANCSHARES




TABLE OF CONTENTS

 

 

 

Page

 

 

 

 

 

 

 

 

 

ARTICLE I

 

 

 

 

 

 

 

 

 

 

 

DEFINITIONS; INTERPRETATION

 

 

 

 

 

 

 

 

 

1.01.

 

DEFINITIONS

 

1

 

1.02.

 

INTERPRETATION

 

10

 

 

 

 

 

 

 

 

 

ARTICLE II

 

 

 

 

 

 

 

 

 

 

 

THE MERGER

 

 

 

 

 

 

 

 

 

2.01.

 

THE MERGER

 

11

 

2.02.

 

CLOSING

 

11

 

2.03.

 

EFFECTIVE TIME

 

12

 

2.04.

 

EFFECTS OF THE MERGER

 

12

 

2.05.

 

ARTICLES OF INCORPORATION AND BY-LAWS

 

12

 

 

 

 

 

 

 

 

 

ARTICLE III

 

 

 

 

 

 

 

 

 

 

 

CONSIDERATION; EXCHANGE PROCEDURES

 

 

 

 

 

 

 

 

 

3.01.

 

CONSIDERATION

 

12

 

3.02.

 

CANCELLATION OF SHARES; STOCK TRANSFERS

 

12

 

3.03.

 

MERGER SUB STOCK

 

13

 

3.04.

 

EXCHANGE PROCEDURES

 

13

 

3.05.

 

STOCK OPTIONS

 

14

 

3.06.

 

DISSENTING SHARES

 

15

 

 

 

 

 

 

 

 

 

ARTICLE IV

 

 

 

 

 

 

 

 

 

 

 

CONDUCT OF BUSINESS PENDING THE MERGER

 

 

 

 

 

 

 

 

 

4.01.

 

FORBEARANCES OF THE COMPANY

 

15

 

4.02.

 

FORBEARANCES OF ACQUIROR

 

19

 

 

 

 

 

 

 

 

 

ARTICLE V

 

 

 

 

 

 

 

 

 

 

 

REPRESENTATIONS AND WARRANTIES

 

 

 

 

 

 

 

 

 

5.01.

 

DISCLOSURE SCHEDULES

 

20

 

5.02.

 

STANDARD

 

20

 

5.03.

 

REPRESENTATIONS AND WARRANTIES OF THE COMPANY

 

21

 

5.04.

 

REPRESENTATIONS AND WARRANTIES OF ACQUIROR

 

37

 

 

 

 

 

 

 

i




 

 

ARTICLE VI

 

 

 

 

 

 

 

 

 

 

 

COVENANTS

 

 

 

 

 

 

 

 

 

6.01.

 

REASONABLE BEST EFFORTS

 

38

 

6.02.

 

SHAREHOLDER APPROVAL

 

38

 

6.03.

 

PROXY STATEMENT

 

39

 

6.04.

 

PRESS RELEASES

 

40

 

6.05.

 

ACCESS; INFORMATION

 

40

 

6.06.

 

ACQUISITION PROPOSALS

 

41

 

6.07.

 

TAKEOVER LAWS AND PROVISIONS

 

42

 

6.08.

 

REGULATORY APPLICATIONS; THIRD-PARTY CONSENTS; ESTOPPEL CERTIFICATES

 

42

 

6.09.

 

NO RIGHTS TRIGGERED

 

43

 

6.10.

 

INDEMNIFICATION

 

43

 

6.11.

 

FUNDS

 

45

 

6.12.

 

EMPLOYEE MATTERS

 

45

 

6.13.

 

NOTIFICATION OF CERTAIN MATTERS

 

48

 

6.14.

 

CERTAIN MODIFICATIONS

 

49

 

6.15.

 

REGULATORY COMPLIANCE