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Agreement and Plan of Merger

 

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Title:

Agreement and Plan of Merger

Entities:

Mid-State Bancshares; Nasdaq Stock Market Inc.; Sullivan & Cromwell; Wachtell, Lipton, Rosen & Katz

Date:

2006

Size:

Preview shows 6KB of 198KB total

Price:

$74

ID:

#2611411

 

 

► Plans ► Agreements ► Agreements & Plans of Merger
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                          AGREEMENT AND PLAN OF MERGER



dated as of November 1, 2006

among


VIB CORP,


CHARDONNAY MERGER SUB CORP.

and


MID-STATE BANCSHARES







================================================================================


{PAGE}

TABLE OF CONTENTS

Page
----

ARTICLE I

DEFINITIONS; INTERPRETATION

1.01. DEFINITIONS...........................................................1
1.02. INTERPRETATION.......................................................10

ARTICLE II

THE MERGER

2.01. THE MERGER...........................................................11
2.02. CLOSING..............................................................11
2.03. EFFECTIVE TIME.......................................................12
2.04. EFFECTS OF THE MERGER................................................12
2.05. ARTICLES OF INCORPORATION AND BY-LAWS................................12

ARTICLE III

CONSIDERATION; EXCHANGE PROCEDURES

3.01. CONSIDERATION........................................................12
3.02. CANCELLATION OF SHARES; STOCK TRANSFERS..............................12
3.03. MERGER SUB STOCK.....................................................13
3.04. EXCHANGE PROCEDURES..................................................13
3.05. STOCK OPTIONS........................................................14
3.06. DISSENTING SHARES....................................................15

ARTICLE IV

CONDUCT OF BUSINESS PENDING THE MERGER

4.01. FORBEARANCES OF THE COMPANY..........................................15
4.02. FORBEARANCES OF ACQUIROR.............................................19

ARTICLE V

REPRESENTATIONS AND WARRANTIES

5.01. DISCLOSURE SCHEDULES.................................................20
5.02. STANDARD.............................................................20
5.03. REPRESENTATIONS AND WARRANTIES OF THE COMPANY........................21
5.04. REPRESENTATIONS AND WARRANTIES OF ACQUIROR...........................37


-i-
{PAGE}

TABLE OF CONTENTS
(continued)

Page
----
ARTICLE VI

COVENANTS

6.01. REASONABLE BEST EFFORTS..............................................38
6.02. SHAREHOLDER APPROVAL.................................................38
6.03. PROXY STATEMENT......................................................39
6.04. PRESS RELEASES.......................................................40
6.05. ACCESS; INFORMATION..................................................40
6.06. ACQUISITION PROPOSALS................................................41
6.07. TAKEOVER LAWS AND PROVISIONS.........................................42
6.08. REGULATORY APPLICATIONS; THIRD-PARTY CONSENTS; ESTOPPEL
CERTIFICATES.........................................................42
6.09. NO RIGHTS TRIGGERED..................................................43
6.10. INDEMNIFICATION......................................................43
6.11. FUNDS................................................................45
6.12. EMPLOYEE MATTERS.....................................................45
6.13. NOTIFICATION OF CERTAIN MATTERS......................................48
6.14. CERTAIN MODIFICATIONS................................................49
6.15. REGULATORY COMPLIANCE................................................49
6.16. OTHER MERGERS........................................................49

ARTICLE VII

CONDITIONS TO THE MERGER

7.01. CONDITIONS TO EACH PARTY'S OBLIGATION TO EFFECT THE MERGER...........50
7.02. CONDITIONS TO THE COMPANY'S OBLIGATION...............................50
7.03. CONDITIONS TO ACQUIROR'S OBLIGATION..................................51

ARTICLE VIII

TERMINATION

8.01. TERMINATION..........................................................52
8.02. EFFECT OF TERMINATION AND ABANDONMENT................................53
8.03. TERMINATION FEE......................................................53
8.04. SPECIFIC PERFORMANCE.................................................55


 

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