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Title:

Indenture

Entities:

Cede & Co.; Hybridon, Inc.; ISIS Pharmaceuticals, Inc.; Robertson Stephens, Inc.; Roth Capital Partners, LLC; UBS Warburg LLC; Wells Fargo Bank Minnesota, NA; UBS AG; Cooley Godward LLP; Dewey Ballantine LLP

Date:

2002

Size:

320KB total

Price:

$85

ID:

#282207

 

 

► Financing ► Indentures
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► Biotech & Drugs ► Biological Products

 

 

Start of Preview


 

ISIS PHARMACEUTICALS, INC.

and

WELLS FARGO BANK MINNESOTA, NATIONAL ASSOCIATION

as Trustee


INDENTURE

Dated as of May 1, 2002


 

 

$125,000,000 Principal Amount

(Plus Over-allotment Option)

5 ?% CONVERTIBLE SUBORDINATED NOTES DUE 2009

 

 

 



 

CROSS-REFERENCE TABLE

 

TIA

Section

 

Indenture

Section

 

 

 

 

310

(a)(1)

 

7.10

 

(a)(2)

 

7.10

 

(a)(3)

 

N.A.

 

(a)(4)

 

N.A.

 

(b)

 

7.08; 7.10; 12.02

 

(c)

 

N.A.

311

(a)

 

7.11

 

(b)

 

7.11

 

(c)

 

N.A.

312

(a)

 

2.05

 

(b)

 

12.03

 

(c)

 

12.03

313

(a)

 

7.06

 

(b)(1)

 

N.A.

 

(b)(2)

 

7.06

 

(c)

 

7.06; 12.02

 

(d)

 

7.06

314

(a)

 

4.03

 

(b)

 

N.A.

 

(c)(1)

 

12.04

 

(c)(2)

 

12.04

 

(c)(3)

 

N.A.

 

(d)

 

N.A.

 

(e)

 

12.05

 

(f)

 

N.A.

315

(a)

 

7.01(B)

 

(b)

 

7.05; 12.02

 

(c)

 

7.01(A)

 

(d)

 

7.01(C)

 

(e)

 

6.11

316

(a)(last sentence)

 

2.09

 

(a)(1)(A)

 

6.05

 

(a)(1)(B)

 

6.04

 

(a)(2)

 

N.A.

 

(b)

 

6.07

317

(a)(1)

 

6.08

 

(a)(2)

 

6.09

 

(b)

 

2.04

318

(a)

 

12.01

 


N.A. means Not Applicable

Note:                   This Cross-Reference Table shall npt, for any purpose, be deemed to be a part of the Indenture

 



 

TABLE OF CONTENTS

 

 

 

 

I.              DEFINITIONS AND INCORPORATION BY REFERENCE

 

1.01 Definitions.

 

 

1.02 Other Definitions.

 

 

1.03 Incorporation by Reference of Trust Indenture Act.

 

 

1.04 Rules of Construction.

 

 

 

 

 

II.            THE SECURITIES

 

 

 

2.01 Form and Dating.

 

 

2.02 Execution and Authentication.

 

 

2.03 Registrar, Paying Agent and Conversion Agent.

 

 

2.04 Paying Agent To Hold Money in Trust.

 

 

2.05 Securityholder Lists.

 

 

2.06 Transfer and Exchange.

 

 

2.07 Replacement Securities.

 

 

2.08 Outstanding Securities.

 

 

2.09 Securities Held by the Company or an Affiliate.

 

 

2.10 Temporary Securities.

 

 

2.11 Cancellation.

 

 

2.12 Defaulted Interest.

 

 

2.13 CUSIP Numbers.

 

 

2.14 Deposit of Moneys.

 

 

2.15 Book-Entry Provisions for Global Securities.

 

 

2.16 Special Transfer Provisions.

 

 

2.17 Restrictive Legends.

 

 

 

 

 

III.           REDEMPTION

 

 

 

3.01 Right of Redemption.

 

 

3.02 Notices to Trustee.

 

 

3.03 Selection of Securities to Be Redeemed.

 

 

3.04 Notice of Redemption.

 

 

3.05 Effect of Notice of Redemption.

 

 

3.06 Deposit of Redemption Price.

 

 

3.07 Securities Redeemed in Part.

 

 

3.08 Repurchase at Option of Holder upon a Change in Control.

 

 

3.09 Conversion Arrangement on Call for Redemption.

 

 

 

 

 

IV.           COVENANTS