|
|
|
|
Document Preview Transfer Agency and Service Agreement |
||||
|
|
||||
|
Click "Add to Cart" button to purchase document. |
||||
|
|
||||
|
Title: |
Transfer Agency and Service Agreement |
|||
|
Entities: |
||||
|
Date: |
2007 |
|||
|
Size: |
39KB total |
|||
|
Price: |
$41 |
|||
|
ID: |
#2838841 |
|||
|
|
||||
|
||||
|
|
||||
|
Start of Preview |
||||
TRANSFER AGENCY AND SERVICE AGREEMENT
AGREEMENT dated the 1st of June, 2006, by and between Cash Management Portfolio, a New York Trust (Fund), and DWS SCUDDER INVESTMENTS SERVICE COMPANY, a Delaware corporation (Service Company).
WHEREAS, Fund wants to appoint Service Company as Transfer Agent and Dividend Disbursing Agent, and Service Company wants to accept such appointment;
NOW, THEREFORE, in consideration of the mutual covenants herein contained, the parties hereto agree as follows:
|
|
1. |
Documents to be Filed with Appointment. |
In connection with the appointment of Service Company as Transfer Agent and Dividend Disbursing Agent for Fund, there will be filed with Service Company the following documents:
|
|
A. |
A certified copy of the resolutions of the Board of Trustees of Fund (the Board) appointing Service Company as Transfer Agent and Dividend Disbursing Agent, approving the form of this Agreement, and designating certain persons to give written instructions and requests on behalf of Fund. |
|
|
B. |
A certified copy of the Agreement and Declaration of Trust of Fund and any amendments thereto. |
|
|
C. |
A certified copy of the Bylaws of Fund. |
|
|
D. |
Copies of Registration Statements filed with the Securities and Exchange Commission. |
|
|
E. |
Specimens of all forms of outstanding share certificates as approved by the Board of Fund, with a certificate of the Secretary of Fund as to such approval. |
|
|
F. |
Specimens of the signatures of the officers of Fund authorized to sign share certificates and individuals authorized to sign written instructions and requests on behalf of Fund. |
|
|
G. |
An opinion of counsel for Fund: |
|
|
(1) |
With respect to Funds organization and existence under the laws of the State of New York. |
|
|
(2) |
With respect to the status of all shares of Fund covered by this appointment under the Securities Act of 1933, and any other applicable federal or state statute. |
|
|
(3) |
To the effect that all issued shares are, and all unissued shares will be when issued, validly issued, fully paid and non-assessable. |
|
|
2. |
Certain Representations and Warranties of Service Company. Service Company represents and warrants to Fund that: |
|
|
A. |
It is a corporation duly organized and existing and in good standing under the laws of the State of Delaware. |
|
|
B. |
It is duly qualified to carry on its business in the State of Missouri. |
|
|
C. |
It is empowered under applicable laws and by its Certificate of Incorporation and Bylaws to enter into and perform the services contemplated in this Agreement. |
|
|
D. |
All requisite corporate action has been taken to authorize it to enter into and perform this Agreement. |
|
|
E. |
It has and will continue to have and maintain the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement. |
|
|
F. |
It is, and will continue to be, registered as a transfer agent under the Securities Exchange Act of 1934. |
|
|
3. |
Certain Representations and Warranties of Fund. Fund represents and warrants to Service Company that: |
|
|
A. |
It is a business trust duly organized and existing and in good standing under the laws of the State of New York. |
|
|
B. |
It is an investment company registered under the Investment Company Act of 1940. |
|
|
C. |
A registration statement under the Securities Act of 1933 has been filed and will be effective with respect to all shares of Fund being offered for sale at any time and from time to time. |
|
|
D. |
All requisite steps have been or will be taken to register Funds shares for sale in all applicable states, including the District of Columbia. |
|
End of Preview |
Home Intelligence Services Subscriptions News About Us