Preview | Common Stock Purchase Agreement | Kingsbridge Capital Limited

Document Preview
Common Stock Purchase Agreement
Click "Add to Cart" button to purchase document.
Documents are emailed immediately after purchase.
You can also browse documents by title, category, or company... or click here for help finding documents.
Title:
Common Stock Purchase Agreement
Entities:
Atrix Laboratories, Inc.; CollaGenex Pharmaceuticals Inc.; Tucker Anthony Inc.; Hale and Dorr LLP; Kingsbridge Capital Limited
Date:
2002
Size:
Preview shows 8KB of 119KB total
Price:
$39
ID:
#284098
► Purchase & Sale ► Purchase ► Stock ► Common Stock Purchase Agreements
► Miscellany
► Services ► Legal
► Biotech & Drugs ► Pharmaceutical Preparations
Start of Preview
                        COMMON STOCK PURCHASE AGREEMENT





                                 BY AND BETWEEN





                           KINGSBRIDGE CAPITAL LIMITED





                                       AND





                        COLLAGENEX PHARMACEUTICALS, INC.





                          DATED AS OF FEBRUARY 14, 2002















{PAGE}



                                TABLE OF CONTENTS



                                                                            PAGE





ARTICLE I       DEFINITIONS...................................................1



     Section 1.01.  "Closing Date"............................................1



     Section 1.02.  "Commission"..............................................1



     Section 1.03.  "Commission Documents"....................................1



     Section 1.04.  "Commitment Period".......................................1



     Section 1.05.  "Common Stock"............................................2



     Section 1.06.  "Damages".................................................2



     Section 1.07.  "Draw Down"...............................................2



     Section 1.08.  "Draw Down Amount"........................................2



     Section 1.09.  "Draw Down Discount Price"................................2



     Section 1.10.  "Draw Down Notice"........................................2



     Section 1.11.  "Draw Down Pricing Period"................................2



     Section 1.12.  "Exchange Act"............................................2



     Section 1.13.  "Material Adverse Effect".................................2



     Section 1.14.  "Maximum Commitment Amount"...............................2



     Section 1.15.  "Maximum Draw Down Amount"................................2



     Section 1.16.  "Minimum Commitment Amount"...............................2



     Section 1.17.  "Minimum Draw Down Amount"................................2



     Section 1.18.  "NASD"....................................................2



     Section 1.19.  "Principal Market"........................................3



     Section 1.20.  "Person"..................................................3



     Section 1.21.  "Prospectus"..............................................3



     Section 1.22.  "Securities Act"..........................................3



     Section 1.23.  "Registration Statement"..................................3



     Section 1.24.  "Settlement Date".........................................3



     Section 1.25.  "Shares"..................................................3



     Section 1.26.  "Threshold Price".........................................3



     Section 1.27.  "Trading Day".............................................3



     Section 1.28.  "VWAP"....................................................3



     Section 1.29.  "Warrant".................................................3



ARTICLE II      PURCHASE AND SALE OF COMMON STOCK.............................4



     Section 2.01.  Purchase and Sale of Stock................................4



     Section 2.02.  Registration Statement and Prospectus.....................4



                                       i

{PAGE}



     Section 2.03.  Closing...................................................4



ARTICLE III     DRAW DOWN TERMS...............................................5



     Section 3.01.  Draw Down Notice..........................................5



     Section 3.02.  Number of Shares..........................................5



     Section 3.03.  Limitation on Draw Downs..................................5



     Section 3.04.  Trading Cushion...........................................5



     Section 3.05.  Reserved..................................................5



     Section 3.06.  Expiration of Draw Downs..................................5



     Section 3.07.  Settlement................................................5



     Section 3.08.  Delivery of Shares; Payment of Draw Down Amount...........5



     Section 3.09.  Threshold Price...........................................6



     Section 3.10.  Other Issuances...........................................6



     Section 3.11.  Failure to Deliver Shares.................................6



ARTICLE IV      REPRESENTATIONS AND WARRANTIES OF THE COMPANY.................7



     Section 4.01.  Organization, Good Standing and Power.....................7



     Section 4.02.  Authorization; Enforcement................................7



     Section 4.03.  Capitalization............................................7



     Section 4.04.  Issuance of Shares........................................8



     Section 4.05.  No Conflicts..............................................8



     Section 4.06.  Commission Documents, Financial Statements................8



     Section 4.07.  No Material Adverse Change................................9



     Section 4.08.  No Undisclosed Liabilities................................9



     Section 4.09.  No Undisclosed Events or Circumstances....................9



     Section 4.10.  Actions Pending...........................................9



     Section 4.11.  Compliance with Law.......................................9



     Section 4.12.  Certain Fees.............................................10



     Section 4.13.  Disclosure...............................................10



     Section 4.14.  Material Non-Public Information..........................10



     Section 4.15.  Securities Laws..........................................10



     Section 4.16.  Acknowledgment Regarding Purchaser's Purchase of Shares..11



ARTICLE V       REPRESENTATIONS, WARRANTIES AND COVENANTS OF

                THE PURCHASER................................................11



                                       ii

{PAGE}



     Section 5.01.  Organization and Standing of the Purchaser...............11



     Section 5.02.  Authorization and Power..................................11



     Section 5.03.  No Conflicts.............................................11



     Section 5.04.  Information..............................................12



     Section 5.05.  Selling Restrictions.....................................12



     Section 5.06.  Statutory Underwriter Status.............................12



ARTICLE VI      COVENANTS OF THE COMPANY.....................................12



     Section 6.01.  Securities...............................................12



     Section 6.02.  Reservation of Common Stock..............................12



     Section 6.03.  Registration and Listing.................................13



     Section 6.04.  Registration Statement...................................13



     Section 6.05.  Compliance with Laws.....................................13



     Section 6.06.  Keeping of Records and Books of Account..................13



     Section 6.07.  Reporting Requirements...................................13



     Section 6.08.  Prohibited Transactions..................................14



     Section 6.09.  Corporate Existence......................................14



     Section 6.10.  Non-public Information...................................14



     Section 6.11.  Notice of Certain Events Affecting Registration;

                    Suspension of Right to Request a Draw Down...............14
End of Preview
Home Intelligence Services Subscriptions News About Us