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Title: |
Junior Subordinated Indenture |
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Date: |
2007 |
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Preview shows 28KB of 194KB total |
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$59 |
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ID: |
#2858543 |
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JUNIOR SUBORDINATED INDENTURE
between
NATIONWIDE FINANCIAL SERVICES, INC.
and
WILMINGTON TRUST COMPANY,
as Trustee
Dated as of , 2007
TABLE OF CONTENTS
| Page | ||||
|
ARTICLE I Definitions and Other Provisions of General Application |
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| SECTION 1.01. | Definitions | 1 | ||
| SECTION 1.02. | Compliance Certificate and Opinions | 7 | ||
| SECTION 1.03. | Forms of Documents Delivered to Trustee | 8 | ||
| SECTION 1.04. | Acts of Holders | 8 | ||
| SECTION 1.05. | Notices, etc., to Trustee and Company | 9 | ||
| SECTION 1.06. | Notice to Holders; Waiver | 10 | ||
| SECTION 1.07. | Conflict with Trust Indenture Act | 10 | ||
| SECTION 1.08. | Effect of Headings and Table of Contents | 10 | ||
| SECTION 1.09. | Successors and Assigns | 10 | ||
| SECTION 1.10. | Separability Clause | 10 | ||
| SECTION 1.11. | Benefits of Indenture | 10 | ||
| SECTION 1.12. | Governing Law | 10 | ||
| SECTION 1.13. | Nonbusiness Days | 11 | ||
| ARTICLE II | ||||
| Security Forms | ||||
| SECTION 2.01. | Forms Generally | 11 | ||
| SECTION 2.02. | Form of Trustees Certificate of Authentication | 11 | ||
| ARTICLE III | ||||
| The Securities | ||||
| SECTION 3.01. | Amount Unlimited; Issuable in Series | 11 | ||
| SECTION 3.02. | Denominations | 13 | ||
| SECTION 3.03. | Execution, Authentication, Delivery and Dating | 13 | ||
| SECTION 3.04. | Temporary Securities | 15 | ||
| SECTION 3.05. | Registration, Transfer and Exchange | 15 | ||
| SECTION 3.06. | Mutilated, Destroyed, Lost and Stolen Securities | 17 | ||
| SECTION 3.07. | Payment of Interest; Interest Rights Preserved | 17 | ||
| SECTION 3.08. | Persons Deemed Owners | 19 | ||
| SECTION 3.09. | Cancellation | 19 | ||
| SECTION 3.10. | Computation of Interest | 19 | ||
| SECTION 3.11. | CUSIP Numbers | 19 | ||
| ARTICLE IV | ||||
| Satisfaction and Discharge | ||||
| SECTION 4.01. | Satisfaction and Discharge of Indenture | 19 | ||
-i-
| SECTION 4.02. | Application of Trust Money | 20 | ||
| SECTION 4.03. | Applicability of Defeasance Provisions; Companys Option to Effect Defeasance or Covenant Defeasance | 20 | ||
| SECTION 4.04. | Defeasance and Discharge | 21 | ||
| SECTION 4.05. | Covenant Defeasance | 21 | ||
| SECTION 4.06. | Conditions to Defeasance or Covenant Defeasance | 22 | ||
| SECTION 4.07. | Deposited Money and Government Obligations to be Held in Trust | 23 | ||
| SECTION 4.08. | Repayment to Company | 23 | ||
| SECTION 4.09. | Indemnity For Government Obligations | 23 | ||
| SECTION 4.10. | Reimbursement | 24 | ||
| ARTICLE V | ||||
| Remedies | ||||
| SECTION 5.01. | Events of Default | 24 | ||
| SECTION 5.02. | Acceleration of Maturity; Rescission and Annulment | 26 | ||
| SECTION 5.03. | Collection of Indebtedness and Suits for Enforcement by Trustee | 27 | ||
| SECTION 5.04. | Trustee May File Proofs of Claim | 28 | ||
| SECTION 5.05. | Trustee May Enforce Claim Without Possession of Securities | 29 | ||
| SECTION 5.06. | Application of Money Collected | 29 | ||
| SECTION 5.07. | Limitation on Suits | 29 | ||
| SECTION 5.08. | Unconditional Right of Holders To Receive Principal, Premium and Interest | 30 | ||
| SECTION 5.09. | Restoration of Rights and Remedies | 30 | ||
| SECTION 5.10. | Rights and Remedies Cumulative | 30 | ||
| SECTION 5.11. | Delay or Omission Not Waiver | 30 | ||
| SECTION 5.12. | Control by Holders | 30 | ||
| SECTION 5.13. | Waiver of Past Defaults | 31 | ||
| SECTION 5.14. | Undertaking for Costs | 32 | ||
| SECTION 5.15. | Waiver of Stay or Extension Laws | 32 | ||
| ARTICLE VI | ||||
| The Trustee | ||||
| SECTION 6.01. | Certain Duties and Responsibilities | 32 | ||
| SECTION 6.02. | Notice of Defaults | 33 | ||
| SECTION 6.03. | Certain Rights of Trustee | 33 | ||
| SECTION 6.04. | Not Responsible for Recitals or Issuance of Securities | 35 | ||
| SECTION 6.05. | May Hold Securities | 35 | ||
| SECTION 6.06. | Money Held In Trust | 35 | ||
| SECTION 6.07. | Compensation and Reimbursement | 35 | ||
| SECTION 6.08. | ||||
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