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Title: |
Registration Rights Agreement [Amended and Restated] |
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Entities: |
Bankers Trust Co.; Maxygen, Inc.; Trustees of Amherst College |
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Date: |
2001 |
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Size: |
Preview shows 10KB of 58KB total |
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Price: |
$39 |
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ID: |
#318909 |
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AMENDED AND RESTATED
REGISTRATION RIGHTS AGREEMENT
This Amended and Restated Registration Agreement (the "Agreement") is made
and entered into as of November 13, 2000, by and among Maxygen, Inc., a Delaware
corporation (the "Company"), and the undersigned holders (the "Consenting
Investors") of the Company's common stock.
RECITALS
--------
The Company and the Consenting Investors, or their predecessors in
interest, have entered into a Registration Rights Agreement dated March 14,
1997, as amended to date (the "Registration Rights Agreement"), that provides
that the investors indicated on Schedule A hereof (the "Holders") are to receive
certain registration rights with respect to Maxygen common stock.
As a result of the occurrence of the public offering of the Company's
common stock and for other reasons, the Company and the Consenting Investors
desire to amend and restate the Registration Rights Agreement.
Pursuant to Section 17 of the Registration Rights Agreement, the
Registration Rights Agreement may be amended with the written consent of the
holders of a majority of the then outstanding Registrable Securities (as defined
in the Registration Rights Agreement). The Consenting Investors constitute the
holders of a majority of the outstanding Registrable Securities on the date
hereof.
The Company and the Consenting Investors wish to amend and restate the
Registration Rights Agreement such that the full text of the agreement reads as
provided in Exhibit A hereof.
THE AGREEMENT
-------------
Now, Therefore, the parties agree as follows:
1. The recitals set forth above are incorporated by reference herein.
2. The Registration Rights Agreement is hereby amended and restated to
read, in full, as provided in Exhibit A hereof.
3. In accordance with Section 17 of the Registration Rights Agreement,
this amendment and restatement of the Registration Rights Agreement is binding
on each Holder.
{PAGE}
4. This Agreement may be executed in any number of counterparts, each of
which when so executed shall be deemed to be an original and all of which taken
together shall constitute one and the same agreement.
5. This Agreement shall be governed by and construed in accordance with
the internal laws of the State of Delaware without regard to principles of
conflict of laws.
In Witness Whereof, the parties have executed this amendment and
restatement as of the date first above written.
THE COMPANY
-----------
Maxygen, Inc.
/s/ B.S. Gill
------------------------------
Name: B.S. Gill
Title: President
THE CONSENTING INVESTORS
------------------------
Glaxo Wellcome International BV
/s/ O.M.N. Rethmeier
------------------------------
Name: O.M.N. Rethmeier
Title: Director
Glaxo Group Limited
/s/ J. Coombe
------------------------------
Name: J. Coombe
Technogen Associates, L.P.
by Technogen Managers, L.L.C.,
its general partner
/s/ Isaac Stein
------------------------------
Name: Isaac Stein
Title: Manager
{PAGE}
Technogen Enterprises, L.L.C.
by Technogen Managers, L.L.C.,
its managing member
/s/ Isaac Stein
------------------------------
Name: Isaac Stein
Title: Member
Pioneer Overseas Corporation
/s/ Daniel E. Jacobi
------------------------------
Name: Daniel E. Jacobi
Title: Secretary
Stein 1995 Revocable Trust
/s/ Isaac Stein
------------------------------
Isaac Stein
Trustee
Russell & Maureen Howard Trust
/s/ Russell Howard
------------------------------
Russell Howard
Trustee
Kinsmith Financial Corporation
By: /s/ Stewart R. Smith
-------------------------
Stewart R. Smith
President
Toranto Co.
/s/ illegible
------------------------------
The Pyramid Trust
/s/ Gerardo Rosenkranz
------------------------------
Gerardo Rosenkranz
Trustee
{PAGE}
Grappa Trust
/s/ Roberto Rosenkranz
------------------------------
Roberto Rosenkranz
Trustee
City of Milford Employer Pension Fund
Wolfson Investment Partners LP
Wells Family LLC
The Lazar Foundation
By: Zesiger Capital Group LLC
Agent and Attorney-in-fact
By: /s/ illegible
---------------------
Caramia LLC
/s/ Fay Holloschutz
------------------------------
Fay Holloschutz
Asst. Secretary
R.A. Investment Group
/s/ Marshall Fisenburg
------------------------------
Marshall Fisenburg
Trustee
Serfina International Corporation
/s/ Ruben Silveira
------------------------------
Ruben Silveira
President
Invemed Associates LLC
/s/ John Baran
------------------------------
John Baran
CFO
Best Family Limited Partnership
/s/ John C. Best
------------------------------
John C. Best
General Partner
{PAGE}
Alexander Peter Zaffaroni Trust U/T/D 12/29/88
/s/ Gayle Adams
------------------------------
Gayle Adams
Trustee
Alexander Peter Zaffaroni Trust U/T/D 04/15/89
/s/ Gayle Adams
------------------------------
Gayle Adams
Trustee
Charles Adam Zaffaroni Trust U/T/D 04/15/89
/s/ Gayle Adams
------------------------------
Gayle Adams
Trustee
Charles Adam Zaffaroni Trust U/T/D 12/29/88
/s/ Gayle Adams
------------------------------
Gayle Adams
Trustee
Zaffaroni Family Partnership, L.P.
/s/ Alejandro Zaffaroni
------------------------------
Alejandro Zaffaroni
General Partner
Elisa Zaffaroni Trust U/T/D April 15, 1989
/s/ Matilda Nieri
------------------------------
Matilda Nieri
Trustee
/s/ Ana Leech
------------------------------
Ana Leech
Trustee
The Zaffaroni Revocable Trust 1/24/86
/s/ Alejandro Zaffaroni
------------------------------
Alejandro Zaffaroni
Trustee
{PAGE}
WS Investment Company 99A
/s/ illegible
------------------------------
John and Marcia Goldman Trust
/s/ John D. Goldman
------------------------------
John D. Goldman
Trustee
AJ Trusts Partnership
/s/ John D. Goldman
------------------------------
John D. Goldman
Managing Partner
Alter-Tech Ventures
/s/ Robert Novak
------------------------------
Robert Novak
Partner
G. Grandchildren 1986 Trust
/s/ George P. Levondis
------------------------------
George P. Leondis
Trustee
Recordati SA
/s/ illegible
------------------------------
Attorney-in-Fact
Fimei Overseas, Inc.
/s/ illegible
------------------------------
Attorney-in-Fact
Alexander Maxwell Djerassi Trust No. 1
/s/ Carl Djerassi
------------------------------
Carl Djerassi
Trustee
{PAGE}
C. Djerassi Revocable Trust
/s/ Carl Djerassi
------------------------------
Carl Djerassi
Trustee
JMJ Trusts Partnership
/s/ Douglas E. Goldman
------------------------------
Douglas E. Goldman
Managing Partner
Douglas E. Goldman Revocable Trust
/s/ Douglas E. Goldman
------------------------------
Douglas E. Goldman
Trustee
Edward A. and Constance R. Barthold Trust dated 4/15/91
/s/ Constance R. Barthold
------------------------------
Constance R. Barthold
Trustee
/s/ Stuart A. Barthold
------------------------------
Stuart A. Barthold
Trustee
Lazare Revocable Trust
/s/ Daniel Lazare
------------------------------
Daniel Lazare
Trustee
MDLC Partners
/s/ Dean O. Morton
------------------------------
Dean O. Morton
General Partner
Dean O. and Lavon Morton Trust
/s/ Dean O. Morton
------------------------------
Dean O. Morton
Trustee
{PAGE}
HEWM Investors
/s/ August J. Moretti
------------------------------
August J. Moretti
Manager
INDIVIDUAL CONSENTING INVESTORS
-------------------------------
/s/ William Brody
------------------------------
William Brody
/s/ C.R. Dahl
------------------------------
C.R. Dahl
/s/ Robert English
------------------------------
Robert English
/s/ Robert J. Glaser Jr.
------------------------------
Robert J. Glaser Jr.
/s/ Cristina H. Kepner
------------------------------
Cristina H. Kepner
/s/ Gualtherus Kraijenhoff
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