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Title: |
Strategic Alliance Agreement |
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Date: |
2000 |
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$54 |
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#325888 |
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This STRATEGIC ALLIANCE AGREEMENT (the "Agreement") effective as of May 3, 2000
(the "Effective Date") is made by and between Genaissance Pharmaceuticals, Inc.
(hereinafter referred to as "GENAISSANCE"), a Delaware corporation having its
principal place of business at Five Science Park, New Haven, Connecticut 06511
and Sequenom, Inc. (hereinafter referred to as "SEQUENOM") a Delaware
corporation having its principal place of business at 11555 Sorrento Valley
Road, San Diego, California 92121.
RECITALS
WHEREAS, SEQUENOM has expertise in the development and utilization of mass
spectrometry for biopolymer analysis, and expertise in biopolymer assay design
(MassARRAY(TM) Assays), and more specifically, has developed SEQUENOM's
proprietary MassARRAY(TM) technology for high-throughput DNA analysis
(hereinafter "MassARRAY") and whereas SEQUENOM is building a database of
variation in genes of commercial significance to the pharmaceutical industry;
WHEREAS, GENAISSANCE has expertise in discovering human genomic variation and in
correlating such variation with clinical endpoints, and more specifically is
building a database of such variation in genes of commercial significance to the
pharmaceutical industry (Isogenomics(TM) Database);
WHEREAS, GENAISSANCE desires to purchase certain MassARRAY Products (as
hereinafter defined) from SEQUENOM to be used for GENAISSANCE's Internal
Research Purposes (as hereinafter defined) and HAP(TM) Marker Genotyping
Collaborations (as hereinafter defined), and also desires that SEQUENOM design
MassARRAY Assays (as hereinafter defined) to be used in support of GENAISSANCE's
Internal Research Purposes and HAP(TM) Marker Genotyping Collaborations;
WHEREAS, SEQUENOM is willing to supply MassARRAY Products and to design
MassARRAY Assays for GENAISSANCE for its Internal Research Purposes and HAP(TM)
Marker Genotyping Collaborations in accordance with the terms and conditions set
forth in this Agreement;
WHEREAS, SEQUENOM AND GENAISSANCE wish to collaborate in developing MassARRAY
technology for use in clinical trials and clinical genetic tests and wish to
collaborate in marketing each others products and services;
NOW, THEREFORE, in consideration of the mutual covenants and promises contained
herein, GENAISSANCE and SEQUENOM (each a "party" or collectively the "parties")
agree as follows:
{PAGE}
***PORTIONS OF THIS PAGE HAVE BEEN OMITTED PURSUANT TO A REQUEST FOR
CONFIDENTIAL TREATMENT AND FILED SEPARATELY WITH THE COMMISSION
CONFIDENTIAL
ARTICLE 1. DEFINITIONS
1.1 "Affiliate" shall mean with respect to either party, a person or entity,
including without limiting the generality of the foregoing, organizations,
corporations, partnerships and joint ventures, that directly or indirectly
through one or more intermediaries, controls, is controlled by or is under
common control with such person or entity. "Control" (and, with correlative
meanings, the term "controlled by" and "under common control with") means
the possession of the power to direct or cause the direction of the
management and policies of such person or entity, whether through the
ownership of voting stock, by contract or otherwise. In the case of a
corporation, "control" shall mean, among other things, the direct or
indirect ownership of fifty percent (50%) or more of its outstanding voting
stock.
1.1 "Commercial Genotyping Services" shall mean performing genotyping services
in conjunction with a clinical diagnostic test to detect known disease
mutations or known prognostic polymorphisms or performing genotyping
services on a direct fee for service basis. For purposes of this Agreement,
the parties agree that performance of genotyping by GENAISSANCE for
Internal Research Purposes and for HAP(TM) Marker Genotyping Collaborations
is excepted and not considered Commercial Genotyping Services under this
definition.
1.3 DecoGen(TM) Software shall mean GENAISSANCE's software which is designed to
curate, collate and mine in silico gene variation data and which contains
algorithms for building haplotypes from SNPs and for identifying
associations between genetic polymorphisms and phenotypes.
1.4 "Element" shall mean the SpectroCHIP(TM) technology, and the Reaction
Components B, as set forth in Appendix B, required for the MassARRAY System
to produce a mass spectrum from the reaction products located at a single
defined area (a.k.a. "Position") located on the SpectroCHIP,***************
***************************************************************************
***************************************************************************
By way of example, for the 96-D SpectroCHIP, each SpectroCHIP contains
ninety six (96) Positions, so that for the MassARRAY System processing a
SpectroCHIP that has a biopolymer sample ******************************,
ninety six (96) Elements are used and consumed under this definition.
1.5 "Field of Use" shall mean Internal Research Purposes and HAP(TM) Marker
Genotyping Collaborations. Commercial Genotyping Services are specifically
excluded from the Field of Use.
1.6 "GENAISSANCE Know-How" shall mean any and all proprietary data,
information, know-how, inventions, trade secrets, copyrights, regulatory
submissions or other intellectual property of any kind, other than Patent
Rights, owned or controlled by GENAISSANCE as of the Effective Date or
during the term of this Agreement.
2
{PAGE}
CONFIDENTIAL
1.1 "Genolyzer(TM) Software" or "SpectroTYPER(TM) Software" shall mean
SEQUENOM's software used in conjunction with the MassARRAY System to
generate and store genotyping data, including sequences of primers used to
detect SNPs, the nucleotides being detected, the mass spectrometry data
relating to extension of such primers, and the genotypes generated from
such data.
1.8 "HAP(TM) Marker Genotyping Collaborations" shall mean GENAISSANCE's in-
house genotyping of SNPs pursuant to an agreement or collaboration with a
third party, in which such genotyping is performed for the sole purposes
of discovering, testing, confirming, or validating a SNP Association,
including within the context of a clinical trial, and providing
information to the third party regarding such association.
1.9 "HAP(TM) Marker Genotyping Collaborator" shall mean a third party,
including but not limited to any pharmaceutical or biotechnology company,
or any academic or nonprofit institution, for which GENAISSANCE performs
genotyping for the purposes described in section 1.8.
1.10 "Internal Research Purposes" shall mean purposes and activities within
GENAISSANCE that are limited to research and development. Internal
Research Purposes includes SNP validation for GENAISSANCE's in-house
disease specific projects. Internal Research Purposes does not mean and is
not meant to include activities performed under grant money, funding, and
non-funding arrangements with third party companies, enterprises, or
institutions (for example, but not limited to pharmaceutical research or
manufacturing organizations) under which results, products, or information
from such activities are to be provided to the third party. Internal
Research Purposes does not mean and does not include HAP(TM) Marker
Genotyping Collaborations and does not mean and does not include
Commercial Genotyping Services.
1.11 "MassARRAY Assay" or "Assay" shall mean an assay designed by SEQUENOM at
the request of GENAISSANCE for the purpose of genotyping a particular
Proprietary SNP or Non-proprietary SNP and to be used with the multi-step
process described in Appendix C hereto, and such Assay shall include the
nucleotide sequences of the amplification and extension primers, as well
as allele-specific mass values, that are necessary for performing the
Assay. For purposes of this Agreement, the parties agree that "MassARRAY
Assays" shall mean all Assays which are designed by SEQUENOM at the
request of GENAISSANCE after the Effective Date of this Agreement, as well
as all Assays which were designed by SEQUENOM at the request of
GENAISSANCE prior to the Effective Date of this Agreement for the SNPs
listed in Appendix H hereto.
1.12 "MassARRAY Products" shall mean the MassARRAY System (as described and
defined in Appendix A hereto, and as developed pursuant to sections 2.9.1
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