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Title: |
Indenture |
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Entities: |
Abgenix, Inc.; Banc of America Securities LLC; Robertson Stephens, Inc. |
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Date: |
2002 |
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Size: |
Preview shows 26KB of 248KB total |
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Price: |
$99 |
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ID: |
#352389 |
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ABGENIX, INC.
31/2% CONVERTIBLE SUBORDINATED NOTES DUE 2007
INDENTURE
DATED AS OF MARCH 4, 2002
STATE STREET BANK AND TRUST COMPANY OF CALIFORNIA, N.A.,
AS TRUSTEE
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Page
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|---|---|---|---|---|---|
| ARTICLE 1 DEFINITIONS AND INCORPORATION BY REFERENCE | 1 | ||||
SECTION 1.1. |
DEFINITIONS |
1 | |||
| SECTION 1.2. | OTHER DEFINITIONS | 5 | |||
| SECTION 1.3. | TRUST INDENTURE ACT PROVISIONS | 6 | |||
| SECTION 1.4. | RULES OF CONSTRUCTION | 7 | |||
ARTICLE 2 THE SECURITIES |
8 | ||||
SECTION 2.1. |
FORM AND DATING |
8 | |||
| SECTION 2.2. | EXECUTION AND AUTHENTICATION | 9 | |||
| SECTION 2.3. | REGISTRAR, PAYING AGENT AND CONVERSION AGENT | 10 | |||
| SECTION 2.4. | PAYING AGENT TO HOLD MONEY IN TRUST | 10 | |||
| SECTION 2.5. | SECURITYHOLDER LISTS | 10 | |||
| SECTION 2.6. | TRANSFER AND EXCHANGE | 11 | |||
| SECTION 2.7. | REPLACEMENT SECURITIES | 11 | |||
| SECTION 2.8. | OUTSTANDING SECURITIES | 12 | |||
| SECTION 2.9. | TREASURY SECURITIES | 12 | |||
| SECTION 2.10. | TEMPORARY SECURITIES | 13 | |||
| SECTION 2.11. | CANCELLATION | 13 | |||
| SECTION 2.12. | LEGEND; ADDITIONAL TRANSFER AND EXCHANGE REQUIREMENTS | 13 | |||
| SECTION 2.13. | CUSIP NUMBERS | 15 | |||
ARTICLE 3 REDEMPTION AND PURCHASES |
15 | ||||
SECTION 3.1. |
PROVISIONAL AND OPTIONAL REDEMPTION |
15 | |||
| SECTION 3.2. | RIGHT TO REDEEM; NOTICE TO TRUSTEE | 16 | |||
| SECTION 3.3. | SELECTION OF SECURITIES TO BE REDEEMED | 16 | |||
-i-
| SECTION 3.4. | NOTICE OF REDEMPTION | 17 | |||
| SECTION 3.5. | EFFECT OF NOTICE OF REDEMPTION | 17 | |||
| SECTION 3.6. | DEPOSIT OF REDEMPTION PRICE | 18 | |||
| SECTION 3.7. | SECURITIES REDEEMED IN PART | 18 | |||
| SECTION 3.8. | CONVERSION ARRANGEMENT ON CALL FOR REDEMPTION | 18 | |||
| SECTION 3.9. | PURCHASE OF SECURITIES AT OPTION OF THE HOLDER UPON CHANGE IN CONTROL | 19 | |||
| SECTION 3.10. | EFFECT OF CHANGE IN CONTROL PURCHASE NOTICE | 21 | |||
| SECTION 3.11. | DEPOSIT OF CHANGE IN CONTROL PURCHASE PRICE | 21 | |||
| SECTION 3.12. | SECURITIES PURCHASED IN PART | 22 | |||
| SECTION 3.13. | COMPLIANCE WITH SECURITIES LAWS UPON PURCHASE OF SECURITIES | 22 | |||
| SECTION 3.14. | REPAYMENT TO THE COMPANY | 22 | |||
ARTICLE 4 CONVERSION |
22 | ||||
SECTION 4.1. |
CONVERSION PRIVILEGE |
22 | |||
| SECTION 4.2. | CONVERSION PROCEDURE | 23 | |||
| SECTION 4.3. | FRACTIONAL SHARES | 24 | |||
| SECTION 4.4. | TAXES ON CONVERSION | 24 | |||
| SECTION 4.5. | COMPANY TO PROVIDE STOCK | 24 | |||
| SECTION 4.6. | ADJUSTMENT OF CONVERSION PRICE | 25 | |||
| SECTION 4.7. | NO ADJUSTMENT | 29 | |||
| SECTION 4.8. | ADJUSTMENT FOR TAX PURPOSES | 30 | |||
| SECTION 4.9. | NOTICE OF ADJUSTMENT | 31 | |||
| SECTION 4.10. | NOTICE OF CERTAIN TRANSACTIONS | 31 | |||
| SECTION 4.11. | EFFECT OF RECLASSIFICATION, CONSOLIDATION, MERGER OR SALE ON CONVERSION PRIVILEGE | 31 | |||
| SECTION 4.12. | TRUSTEE'S DISCLAIMER | 32 | |||
-ii-
| SECTION 4.13. | VOLUNTARY REDUCTION | 32 | |||
ARTICLE 5 SUBORDINATION |
32 | ||||
SECTION 5.1. |
AGREEMENT OF SUBORDINATION |
32 | |||
| SECTION 5.2. | PAYMENTS TO HOLDERS | 33 | |||
| SECTION 5.3. | SUBROGATION OF SECURITIES | 35 | |||
| SECTION 5.4. | AUTHORIZATION TO EFFECT SUBORDINATION | 36 | |||
| SECTION 5.5. | NOTICE TO TRUSTEE | 36 | |||
| SECTION 5.6. | TRUSTEE'S RELATION TO SENIOR INDEBTEDNESS | 37 | |||
| SECTION 5.7. | NO IMPAIRMENT OF SUBORDINATION | 37 | |||
| SECTION 5.8. | CERTAIN CONVERSIONS DEEMED PAYMENT | 37 | |||
| SECTION 5.9. | ARTICLE APPLICABLE TO PAYING AGENTS | 37 | |||
| SECTION 5.10. | SENIOR INDEBTEDNESS ENTITLED TO RELY | 38 | |||
ARTICLE 6 COVENANTS |
38 | ||||
SECTION 6.1. |
PAYMENT OF SECURITIES |
38 | |||
| SECTION 6.2. | SEC REPORTS | 38 | |||
| SECTION 6.3. | COMPLIANCE CERTIFICATES | 38 | |||
| SECTION 6.4. | FURTHER INSTRUMENTS AND ACTS | 39 | |||
| SECTION 6.5. | MAINTENANCE OF CORPORATE EXISTENCE | 39 | |||
| SECTION 6.6. | RULE 144A INFORMATION REQUIREMENT | 39 | |||
| SECTION 6.7. | STAY, EXTENSION AND USURY LAWS | 39 | |||
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