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Title:

Indenture

Entities:

BMO Nesbitt Burns Corp.; BNP Paribas Securities Corp.; Cede & Co.; Credit Lyonnais Securities (USA) Inc.; Credit Suisse First Boston LLC; IT Group, Inc.; McGraw-Hill Companies Inc.; Shaw Group Inc.; U.S. Bancorp Piper Jaffray Inc.; UBS Warburg LLC; Bank of New York; U.S. Bancorp

Date:

2003

Size:

Preview shows 13KB of 357KB total

Price:

$99

ID:

#382486

 

 

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Start of Preview


                               THE SHAW GROUP INC.

Issuer

10-3/4% Senior Notes Due 2010







INDENTURE

Dated as of March 17, 2003





THE BANK OF NEW YORK

Trustee










===============================================================================

{PAGE}

CROSS-REFERENCE TABLE

{TABLE}
{CAPTION}

TIA Indenture
Section Section
------- ---------
{S} {C} {C}
310(a)(1) ........................................... 7.10
(a)(2) ........................................... 7.10
(a)(3) ........................................... N.A.
(a)(4) ........................................... N.A.
(b) ........................................... 7.08; 7.10
(c) ........................................... N.A.
311(a) ........................................... 7.11
(b) ........................................... 7.11
(c) ........................................... N.A.
312(a) ........................................... 2.05
(b) ........................................... 11.03
(c) ........................................... 11.03
313(a) ........................................... 7.06
(b)(1) ........................................... N.A.
(b)(2) ........................................... 7.06
(c) ........................................... 11.02
(d) ........................................... 7.06
314(a) ........................................... 4.02;
........................................... 4.12; 11.02
(b) ........................................... N.A.
(c)(1) ........................................... 11.04
(c)(2) ........................................... 11.04
(c)(3) ........................................... N.A.
(d) ........................................... N.A.
(e) ........................................... 11.05
(f) ........................................... 4.12
315(a) ........................................... 7.01
(b) ........................................... 7.05; 11.02
(c) ........................................... 7.01
(d) ........................................... 7.01
(e) ........................................... 6.11
316(a) (last sentence) ........................................... 11.06
(a)(1)(A) ........................................... 6.05
(a)(1)(B) ........................................... 6.04
(a)(2) ........................................... N.A.
(b) ........................................... 6.07
317(a)(1) ........................................... 6.08
(a)(2) ........................................... 6.09
(b) ........................................... 2.04
318(a) ........................................... 11.01
N.A. means Not Applicable.
{/TABLE}

--------------
Note: This Cross-Reference Table shall not, for any purpose, be deemed to be
part of the Indenture.

{PAGE}

i

TABLE OF CONTENTS

{TABLE}
{CAPTION}
Page
----
ARTICLE 1

Definitions and Incorporation by Reference
{S} {C} {C}
SECTION 1.01. Definitions...................................................................1
SECTION 1.02. Other Definitions............................................................35
SECTION 1.03. Incorporation by Reference of Trust Indenture Act............................35
SECTION 1.04. Rules of Construction........................................................36

ARTICLE 2

The Securities

SECTION 2.01. Form and Dating..............................................................37
SECTION 2.02. Execution and Authentication.................................................37
SECTION 2.03. Registrar and Paying Agent...................................................38
SECTION 2.04. Paying Agent To Hold Money in Trust..........................................39
SECTION 2.05. Securityholder Lists.........................................................39
SECTION 2.06. Transfer and Exchange........................................................39
SECTION 2.07. Replacement Securities.......................................................40
SECTION 2.08. Outstanding Securities.......................................................40
SECTION 2.09. Temporary Securities.........................................................41
SECTION 2.10. Cancellation.................................................................41
SECTION 2.11. Defaulted Interest...........................................................41
SECTION 2.12. CUSIP Numbers................................................................41
SECTION 2.13. Issuance of Additional Securities............................................42

ARTICLE 3

Redemption

SECTION 3.01. Notices to Trustee...........................................................42
SECTION 3.02. Selection of Securities to Be Redeemed.......................................43
SECTION 3.03. Notice of Redemption.........................................................43
SECTION 3.04. Effect of Notice of Redemption...............................................44
SECTION 3.05. Deposit of Redemption Price..................................................44
SECTION 3.06. Securities Redeemed in Part..................................................45

ARTICLE 4

Covenants

SECTION 4.01. Payment of Securities........................................................45
{/TABLE}

{PAGE}

ii

{TABLE}
{CAPTION}

{S} {C} {C}
SECTION 4.02. SEC Reports..................................................................45
SECTION 4.03. Limitation on Indebtedness...................................................46
SECTION 4.04. Limitation on Restricted Payments............................................50
SECTION 4.05. Limitation on Restrictions on Distributions from Restricted Subsidiaries.....54
SECTION 4.06. Limitation on Sales of Assets and Subsidiary Stock...........................55
SECTION 4.07. Limitation on Affiliate Transactions.........................................60
SECTION 4.08. Change of Control............................................................62
SECTION 4.09. Limitation on Liens..........................................................63
SECTION 4.10. Limitation on Sale/Leaseback Transactions....................................64
SECTION 4.11. Future Guarantors............................................................64
SECTION 4.12. Compliance Certificate.......................................................65
SECTION 4.13. Further Instruments and Acts.................................................65
SECTION 4.14. Suspension of Certain Covenants..............................................65

ARTICLE 5

Successor Company

SECTION 5.01. When Company May Merge or Transfer Assets....................................66

ARTICLE 6

Defaults and Remedies

SECTION 6.01. Events of Default............................................................69
SECTION 6.02. Acceleration.................................................................71
SECTION 6.03. Other Remedies...............................................................72
SECTION 6.04. Waiver of Past Defaults......................................................72
SECTION 6.05. Control by Majority..........................................................72
SECTION 6.06. Limitation on Suits..........................................................73
SECTION 6.07. Rights of Holders to Receive Payment.........................................73
SECTION 6.08. Collection Suit by Trustee...................................................74
SECTION 6.09. Trustee May File Proofs of Claim.............................................74
SECTION 6.10. Priorities...................................................................74
SECTION 6.11. Undertaking for Costs........................................................75
SECTION 6.12. Waiver of Stay or Extension Laws.............................................75

ARTICLE 7

Trustee

SECTION 7.01. Duties of Trustee............................................................75
SECTION 7.02. Rights of Trustee............................................................77
SECTION 7.03. Individual Rights of Trustee.................................................77
SECTION 7.04. Trustee's Disclaimer.........................................................78
SECTION 7.05. Notice of Defaults...........................................................78
{/TABLE}

{PAGE}

iii

{TABLE}
{CAPTION}

{S} {C} {C}
SECTION 7.06. Reports by Trustee to Holders................................................78
SECTION 7.07. Compensation and Indemnity...................................................78
SECTION 7.08. Replacement of Trustee.......................................................79
SECTION 7.09. Successor Trustee by Merger..................................................80
SECTION 7.10. Eligibility; Disqualification................................................81
SECTION 7.11. Preferential Collection of Claims Against Company............................81

ARTICLE 8

Discharge of Indenture; Defeasance

SECTION 8.01. Discharge of Liability on Securities; Defeasance.............................81

 

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