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Document Preview Agreement and Plan of Merger |
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Title: |
Agreement and Plan of Merger |
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Entities: |
Citibank, NA; Genus, Inc.; McDermott, Will & Emery; Wilson Sonsini Goodrich & Rosati |
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Date: |
2004 |
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Size: |
Preview shows 28KB of 188KB total |
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Price: |
$41 |
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ID: |
#500411 |
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Start of Preview |
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AGREEMENT AND PLAN OF MERGER
Dated as of July 1, 2004,
Between
AIXTRON AKTIENGESELLSCHAFT
And
GENUS, INC.
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Page
| |||
|---|---|---|---|---|---|
| ARTICLE I THE MERGER | 1 | ||||
Section 1.01 |
Appointment of Trust Company; Formation of Merger Sub; The Merger |
1 | |||
| Section 1.02 | Closing | 2 | |||
| Section 1.03 | Effective Time | 2 | |||
| Section 1.04 | Effects | 2 | |||
| Section 1.05 | Articles of Incorporation and Bylaws | 2 | |||
| Section 1.06 | Directors | 2 | |||
| Section 1.07 | Officers | 2 | |||
ARTICLE II EFFECT ON THE CAPITAL STOCK OF THE CONSTITUENT CORPORATIONS; SHARE EXCHANGE |
3 | ||||
Section 2.01 |
Effect on Capital Stock |
3 | |||
| Section 2.02 | Share Exchange | 4 | |||
| Section 2.03 | Treatment of Stock Options | 7 | |||
ARTICLE III REPRESENTATIONS AND WARRANTIES OF THE COMPANY |
8 | ||||
Section 3.01 |
Organization, Standing and Power |
8 | |||
| Section 3.02 | Company Subsidiaries; Equity Interests | 9 | |||
| Section 3.03 | Capital Structure | 9 | |||
| Section 3.04 | Authority; Execution and Delivery; Enforceability | 10 | |||
| Section 3.05 | No Conflicts; Consents | 10 | |||
| Section 3.06 | SEC Documents; Undisclosed Liabilities | 11 | |||
| Section 3.07 | Information Supplied | 12 | |||
| Section 3.08 | Absence of Certain Changes or Events | 12 | |||
| Section 3.09 | Taxes | 13 | |||
| Section 3.10 | Absence of Changes in Benefit Plans | 14 | |||
| Section 3.11 | ERISA Compliance; Excess Parachute Payments | 15 | |||
| Section 3.12 | Litigation | 16 | |||
| Section 3.13 | Compliance with Applicable Laws | 16 | |||
| Section 3.14 | Environmental Matters | 16 | |||
| Section 3.15 | Contracts; Debt Instruments | 17 | |||
| Section 3.16 | Title to Properties | 18 | |||
| Section 3.17 | Intellectual Property | 18 | |||
| Section 3.18 | Labor Matters | 19 | |||
| Section 3.19 | Opinion of Financial Advisor | 19 | |||
| Section 3.20 | Brokers | 19 | |||
ARTICLE IV REPRESENTATIONS AND WARRANTIES OF PARENT |
19 | ||||
Section 4.01 |
Organization, Standing and Power |
19 | |||
| Section 4.02 | Capital Structure | 20 | |||
| Section 4.03 | Authority; Execution and Delivery; Enforceability | 20 | |||
| Section 4.04 | No Conflicts; Consents | 21 | |||
| Section 4.05 | Financial Statements | 22 | |||
| Section 4.06 | Information Supplied | 22 | |||
| Section 4.07 | Taxes | 23 | |||
| Section 4.08 | Litigation | 23 | |||
| Section 4.09 | Absence of Certain Changes or Events | 23 | |||
i
| Section 4.10 | Compliance with Applicable Laws | 23 | |||
| Section 4.11 | Intellectual Property | 23 | |||
| Section 4.12 | Brokers | 23 | |||
ARTICLE V COVENANTS RELATING TO CONDUCT OF BUSINESS |
24 | ||||
Section 5.01 |
Conduct of Business by the Company |
24 | |||
| Section 5.02 | No Solicitation | 26 | |||
ARTICLE VI ADDITIONAL AGREEMENTS |
29 | ||||
Section 6.01 |
Preparation of Filings; Shareholders Meetings |
29 | |||
| Section 6.02 | Access to Information; Confidentiality | 30 | |||
| Section 6.03 | Reasonable Efforts; Notification | 30 | |||
| Section 6.04 | Benefit Plans | 31 | |||
| Section 6.05 | Directors and Officers Indemnification and Insurance | 32 | |||
| Section 6.06 | Fees and Expenses | 32 | |||
| Section 6.07 | Public Announcements | 33 | |||
| Section 6.08 | Affiliates | 33 | |||
| Section 6.09 | Nasdaq Quotation | 33 | |||
| Section 6.10 | Rights Agreement; Consequences if Rights Triggered | 33 | |||
| Section 6.11 | Tax Treatment | 33 | |||
| Section 6.12 | Transaction Litigation | 34 | |||
| Section 6.13 | Company Convertible Notes; Company Warrants | 34 | |||
| Section 6.14 | Certain Obligations of Parent | 34 | |||
| Section 6.15 | Board Representation | 34 | |||
ARTICLE VII CONDITIONS PRECEDENT |
35 | ||||
Section 7.01 |
Conditions to Each Party's Obligation To Effect The Merger |
35 | |||
| Section 7.02 | Conditions to Obligations of Parent | 35 | |||
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End of Preview |
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