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Deferred Compensation Plan

 

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Title:

Deferred Compensation Plan

Entities:

Associated Banc-Corp

Date:

2005

Size:

33KB total

Price:

$38

ID:

#898645

 

 

► Plans ► Compensation ► Deferred Compensation Plans
► Financial ► Regional Banks

 

 

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(ASSOCIATED BANC-CORP LOGO)

ASSOCIATED BANC-CORP

DEFERRED COMPENSATION PLAN

Restated Effective January 1, 2001

 


 

ASSOCIATED BANC-CORP
DEFERRED COMPENSATION PLAN

TABLE OF CONTENTS

         
        Page
  ARTICLE 1    
 
       
  ESTABLISHMENT OF PLAN AND PURPOSE    
 
       
1.01
  Establishment of Plan   1-1
1.02
  Purpose of Plan   1-1
 
       
  ARTICLE 2    
 
       
  DEFINITIONS AND CONSTRUCTION    
 
       
2.01
  Definitions   2-1
2.02
  Construction   2-2
 
       
  ARTICLE 3    
 
       
  ELIGIBILITY    
 
       
3.01
  Conditions of Eligibility   3-1
3.02
  Commencement of Participation   3-1
3.03
  Termination of Participation   3-1
 
       
  ARTICLE 4    
 
       
  DEFERRAL OF COMPENSATION    
 
       
4.01
  Amount and Manner of Deferral   4-1
4.02
  Cessation of Deferral   4-1

i


 

         
        Page
  ARTICLE 5    
 
       
  MEMORANDUM ACCOUNT    
 
       
5.01
  Nature of Account   5-1
5.02
  Credit to Memorandum Account   5-1
5.03
  Changes in Memorandum Account   5-1
5.04
  Valuation of Memorandum Account   5-2
5.05
  Additional Credit   5-2
 
       
  ARTICLE 6    
 
       
  DISTRIBUTIONS    
 
       
6.01
  For Reasons Other Than Death   6-1
6.02
  Upon Death   6-1
6.03
  Emergencies   6-3
6.04
  Form of Payment   6-3
 
       
  ARTICLE 7    
 
       
  ADMINISTRATION OF THE PLAN    
 
7.01
  Appointment of Separate Administrator   7-1
7.02
  Powers and Duties   7-1
7.03
  Records and Notices   7-2
7.04
  Compensation and Expenses   7-2
7.05
  Limitation of Authority   7-2
 
       
  ARTICLE 8    
 
       
  GENERAL PROVISIONS    
 
       
8.01
  Assignment   8-1
8.02
  Employment Not Guaranteed by Plan   8-1
8.03
  Termination and Amendment   8-1
8.04
  Contingency   8-1
8.05
  Notice   8-1
8.06
  Limitation on Liability   8-2
8.07
  Indemnification   8-2
8.08
  Headings   8-2
8.09
  Severability   8-2

ii


 

         
        Page
  ARTICLE 9    
 
       
  MERGER OF FIRST FINANCIAL CORPORATION    
 
       
  DEFERRED COMPENSATION PLAN    
 
       
9.01
  Introduction   9-1
9.02
  Merger   9-1
9.03
  Investment   9-1
9.04
  Beneficiary Designations   9-1
9.05
  Distributions   9-1

iii


 

INTRODUCTION

     Effective December 16, 1993, Associated Banc-Corp (the Company) adopted a nonqualified deferred compensation plan (the Plan) to benefit certain of its employees by facilitating the accumulation of funds for their retirement. The Company restated the Plan in its entirety effective January 1, 1996. The Company again restated the Plan in its entirety effective January 1, 2001 to merge another nonqualified plan - the First Financial Corporation Deferred Compensation Plan - into the Plan.

     This introduction and the following Articles, as amended from time to time, comprise the Plan.

iv


 

ASSOCIATED BANC-CORP
DEFERRED COMPENSATION PLAN

ARTICLE 1

Establishment of Plan and Purpose

     1.01 Establishment of Plan. Associated Banc-Corp has established the Associated Banc-Corp Deferred Compensation Plan, effective as of December 16, 1993 (the Plan). The Plan was restated in its entirety effective as of January 1, 1996. The Company again restated the Plan in its entirety effective January 1, 2001 to merge another nonqualified plan - the First Financial Corporation Deferred Compensation Plan - into the Plan.

     1.02 Purpose of Plan. The Plan shall permit a select group of management and highly compensated employees to enhance the security of themselves and their beneficiaries following the termination of their employment with the Company (as defined herein) by deferring until that time a portion of the compensation which may otherwise be payable to them at an earlier date. By allowing key management employees to participate in the Plan, the Company expects the Plan to benefit it in attracting and retaining the most capable individuals to fill its executive positions.

     The parties intend that the arrangements described herein be unfunded for tax purposes and for purposes of Title I in the Employee Retirement Income Security Act, as amended from time to time.
 

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