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120-Day Credit Agreement

 

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Title:

120-Day Credit Agreement

Entities:

Canadian Imperial Bank of Commerce; Chase Manhattan Bank; Citibank, NA; First Union National Bank; Fleet National Bank; J.P. Morgan Securities Inc.; McGraw-Hill Companies Inc.; Salomon Smith Barney Inc.; Bank of New York; Miles & Stockbridge; Shearman & Sterling

Date:

2001

Size:

Preview shows 10KB of 219KB total

Price:

$68

ID:

#975530

 

 

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                                                                     Exhibit 4.1


EXECUTION AGREEMENT

U.S. $200,000,000

120-DAY CREDIT AGREEMENT

Dated as of May 29, 2001

Among

YORK INTERNATIONAL CORPORATION
as Borrower

and

THE INITIAL LENDERS NAMED HEREIN
as Initial Lenders

and

CITIBANK, N.A.
as Administrative Agent

and

THE CHASE MANHATTAN BANK
as Syndication Agent

and

BANK OF TOKYO-MITSUBISHI
FIRST UNION NATIONAL BANK
and
FLEET NATIONAL BANK
as Documentation Agents

and

J.P. MORGAN SECURITIES, INC.
and
SALOMON SMITH BARNEY INC.
as Joint Lead Arrangers and Joint Bookrunners
<PAGE> 2
TABLE OF CONTENTS

<TABLE>
<S> <C>
ARTICLE I

SECTION 1.01. Certain Defined Terms 1

SECTION 1.02. Computation of Time Periods 10

SECTION 1.03. Accounting Terms 10

ARTICLE II

SECTION 2.01. (a) The Revolving Credit Advances. The Revolving Credit Advances 10

SECTION 2.02. Making the Revolving Credit Advances 10

SECTION 2.03. The Competitive Bid Advances 11

SECTION 2.04. Fees 14

SECTION 2.05. Termination or Reduction of the Revolving Credit Commitments 14

SECTION 2.06. Repayment of Advances 14

SECTION 2.07. Interest on Revolving Credit Advances 14

SECTION 2.08. Interest Rate Determination 15

SECTION 2.09. Optional Conversion of Revolving Credit Advances 16

SECTION 2.10. Prepayments of Revolving Credit Advances 16

SECTION 2.11. Increased Costs 16

SECTION 2.12. Illegality 17

SECTION 2.13. Payments and Computations 17

SECTION 2.14. Taxes 18

SECTION 2.15. Sharing of Payments, Etc. 19

SECTION 2.16. Evidence of Debt 20

SECTION 2.17. Use of Proceeds 20

ARTICLE III

SECTION 3.01. Conditions Precedent to Effectiveness of Sections 2.01 and 2.03 20
</TABLE>
<PAGE> 3
<TABLE>
<S> <C>
SECTION 3.02. Conditions Precedent to Each Revolving Credit Borrowing. 22

SECTION 3.03. Conditions Precedent to Each Competitive Bid Borrowing 22

SECTION 3.04. Determinations Under Section 3.01 23

ARTICLE IV

SECTION 4.01. Representations and Warranties of the Borrower 23

ARTICLE V

SECTION 5.01. Affirmative Covenants 24

SECTION 5.02. Negative Covenants 26

SECTION 5.03. Financial Covenants 27

ARTICLE VI

SECTION 6.01. Events of Default 27

ARTICLE VII

SECTION 7.01. Authorization and Action 29

SECTION 7.02. Agent's Reliance, Etc. 29

SECTION 7.03. Citibank and Affiliates 29

SECTION 7.04. Lender Credit Decision 29

SECTION 7.05. Indemnification 30

SECTION 7.06. Successor Agent 30

SECTION 7.07. Other Agents. 30

ARTICLE VIII

SECTION 8.01. Amendments, Etc. 30

SECTION 8.02. Notices, Etc. 31

SECTION 8.03. No Waiver; Remedies 31

SECTION 8.04. Costs and Expenses 31

SECTION 8.05. Right of Set-off 32
</TABLE>


ii
<PAGE> 4
<TABLE>
<S> <C>
SECTION 8.06. Binding Effect 32

SECTION 8.07. Assignments and Participations 32

SECTION 8.08. Confidentiality 34

SECTION 8.09. Governing Law 34

SECTION 8.10. Execution in Counterparts 34

SECTION 8.11. Jurisdiction, Etc. 34

SECTION 8.12. Waiver of Jury Trial 36
</TABLE>


iii
<PAGE> 5
<TABLE>
<CAPTION>
Schedules
---------
<S> <C>
Schedule I - List of Applicable Lending Offices

Schedule 5.02(a) - Existing Liens
</TABLE>


<TABLE>
<CAPTION>
Exhibits
--------
<S> <C>
Exhibit A-1 - Form of Revolving Credit Note

Exhibit A-2 - Form of Competitive Bid Note

Exhibit B-1 - Form of Notice of Revolving Credit Borrowing

Exhibit B-2 - Form of Notice of Competitive Bid Borrowing

Exhibit C - Form of Assignment and Acceptance

Exhibit D - Form of Opinion of Counsel for the Borrower
</TABLE>


iv
<PAGE> 6
120-DAY CREDIT AGREEMENT

Dated as of May 29, 2001

YORK INTERNATIONAL CORPORATION, a Delaware corporation (the
"Borrower"), the banks, financial institutions and other institutional lenders
(the "Initial Lenders") listed on the signature pages hereof, CITIBANK, N.A.
("Citibank"), as the administrative agent (the "Agent") for the Lenders (as

 

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